Michael Fowler

CRD 2252560 · Wells Fargo Advisors · South Riding, VA

IA RegisteredBroker

Also appears in the source record as: Michael K Fowler; Michael Kenny Fowler; Mike Fowler; Mitch Fowler

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (5): SIESeries 7Series 66Series 65Series 63
Registered states (16): Alabama · California · Delaware · District Of Columbia · Florida · Georgia · Indiana · Maryland · New Jersey · New York · North Carolina · South Carolina · South Dakota · Texas · Virginia · West Virginia
Years in the industry (source record): 23
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Wells Fargo Advisors
Firm CRD: 19616
SEC number: 801-37967
Assets under management: $671.4B as of Jun 23, 2026
Website: www.twitter.com/WFINVESTING ↗
Phone: 314-875-3000
Firm location: St. Louis, MO, 63103-2205

Employment history (17)

From the source registration record · current first

Wells Fargo AdvisorsCurrent
South Riding, VA · IA capacity

start not retrieved → present
Wells Fargo Clearing Services, LLCCurrent
South Riding, VA · BC capacity

start not retrieved → present
Citigroup Global Markets Inc.
Reston, VA · IA capacity

Nov 20, 2017 → Sep 11, 2024
Citigroup Global Markets Inc.
Reston, VA · BC capacity

Nov 20, 2017 → Sep 11, 2024
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Reston, VA · IA capacity

Jul 19, 2017 → Nov 16, 2017
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Reston, VA · BC capacity

Jun 1, 2017 → Nov 16, 2017
Juniper Capital Management, LLC
Falls Church, VA · IA capacity

Aug 21, 2013 → Dec 31, 2014
Morgan Stanley Smith Barney LLC
Washington, DC · IA capacity

Mar 31, 2010 → Jun 28, 2011
Morgan Stanley Smith Barney
Washington, DC · BC capacity

Mar 31, 2010 → Jun 28, 2011
Waddell & Reed, Inc.
Vienna, VA · IA capacity

Jun 22, 2009 → Apr 8, 2010
Waddell & Reed, Inc.
Vienna, VA · BC capacity

Jun 16, 2009 → Apr 8, 2010
Echotrade LLC
Phoenix, AZ · BC capacity

Apr 2, 2008 → May 13, 2008
Castlemaine Partners, LLC
Vienna, VA · IA capacity

Aug 26, 2003 → Feb 12, 2008
Banc Of America Investment Services, Inc.
Boston, MA · BC capacity

Feb 26, 2001 → Jun 18, 2001
Capital Resources, Inc.
Rockville, MD · BC capacity

Sep 1, 1994 → Dec 2, 1996
Ifg Network Securities, Inc.
Atlanta, GA · BC capacity

Mar 12, 1994 → Aug 22, 1994
Tamaron Investments, Inc.
Englewood, CO · BC capacity

Sep 11, 1992 → Jan 4, 1993

Source & corrections

Where this page comes from

Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.

SEC IAPD record for CRD 2252560 ↗ FINRA BrokerCheck record for CRD 2252560 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

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