Mark Schechter

CRD 2253207 · J.P. Morgan Securities LLC · Plano, TX

IA RegisteredBroker

Also appears in the source record as: Mark S. Schechter; Mark Steven Schechter

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (5): SIESeries 7Series 66Series 65Series 63
Registered states (53): Alabama · Alaska · Arizona · Arkansas · California · Colorado · Connecticut · Delaware · District Of Columbia · Florida · Georgia · Hawaii · Idaho · Illinois · Indiana · Iowa · Kansas · Kentucky · Louisiana · Maine · Maryland · Massachusetts · Michigan · Minnesota · Mississippi · Missouri · Montana · Nebraska · Nevada · New Hampshire · New Jersey · New Mexico · New York · North Carolina · North Dakota · Ohio · Oklahoma · Oregon · Pennsylvania · Puerto Rico · Rhode Island · South Carolina · South Dakota · Tennessee · Texas · Utah · Vermont · Virgin Islands · Virginia · Washington · West Virginia · Wisconsin · Wyoming
Years in the industry (source record): 22
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: J.P. Morgan Securities LLC
Firm CRD: 79
SEC number: 801-3702
Assets under management: $429.7B as of Jun 30, 2026
Website: wealthpartners.jpmorgan.com ↗
Phone: 800-999-2000
Firm location: New York, NY, 10017

Employment history (13)

From the source registration record · current first

J.P. Morgan Securities LLCCurrent
Plano, TX · IA capacity

start not retrieved → present
J.P. Morgan Securities LLCCurrent
Plano, TX · BC capacity

start not retrieved → present
Advice And Planning Services
Lewisville, TX · IA capacity

Oct 8, 2020 → Jan 14, 2021
Tiaa-Cref Individual & Institutional Services, LLC
Lewisville, TX · BC capacity

Sep 9, 2020 → Jan 14, 2021
Morgan Keegan & Company, Inc.
Memphis, TN · BC capacity

Aug 18, 2011 → Nov 6, 2012
Placemark Investments, Inc.
Dallas, TX · IA capacity

Jan 13, 2006 → Jun 11, 2007
Legg Mason Wood Walker Inc
Baltimore, MD · IA capacity

Sep 6, 2002 → Sep 13, 2005
Legg Mason Wood Walker, Incorporated
Baltimore, MD · BC capacity

Aug 28, 2002 → Sep 13, 2005
Wachovia Securities, Inc.
Richmond, VA · IA capacity

Feb 14, 2000 → Aug 14, 2002
Wachovia Securities, Inc.
St. Louis, MO · BC capacity

Oct 1, 1999 → Aug 14, 2002
First Union Capital Markets Corp.
Charlotte, NC · BC capacity

Aug 30, 1994 → Oct 1, 1999
American Funds Distributors, Inc.
Los Angeles, CA · BC capacity

Jul 19, 1993 → Aug 19, 1994
Merrill Lynch, Pierce, Fenner & Smith Incorporated
New York, NY · BC capacity

Sep 11, 1992 → Jan 12, 1993

Source & corrections

Where this page comes from

Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.

SEC IAPD record for CRD 2253207 ↗ FINRA BrokerCheck record for CRD 2253207 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

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