Nora Clifford

CRD 2256845 · Fidelity Brokerage Services LLC · Larkspur, CA

IA RegisteredBroker

Also appears in the source record as: Nora Phelan Clifford; Nora Clifford; Nora M Phelan; Nora Marie Phelan; Nora Phelan

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (7): Series 66Series 63Series 24Series 7TOSIESeries 55Series 7
Registered states (6): California · Hawaii · Maine · Oregon · Texas · Wyoming
Years in the industry (source record): 34
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Fidelity Brokerage Services LLC
Firm CRD: 7784
SEC number: Not yet retrieved from the source record
Assets under management: Not yet retrieved from the source record
Website: Not yet retrieved from the source record
Phone: Not yet retrieved from the source record
Firm location: Not yet retrieved from the source record

Employment history (15)

From the source registration record · current first

Strategic Advisers LLCCurrent
Greenbrae, CA · IA capacity

Mar 31, 2025 → present
Fidelity Brokerage Services LLCCurrent
Greenbrae, CA · BD capacity

Jan 18, 2023 → present
Fidelity Brokerage Services LLCCurrent
Larkspur, CA · BC capacity

start not retrieved → present
Fidelity Personal And Workplace Advisors
IA capacity

Feb 16, 2023 → Mar 31, 2025
Forusall
IA capacity

Jan 6, 2022 → Oct 5, 2022
Equitable Advisors, LLC
IA capacity

Mar 11, 2019 → Nov 16, 2021
Equitable Advisors, LLC
BD capacity

Jan 31, 2019 → Nov 16, 2021
State Street Global Markets, LLC
BD capacity

May 5, 2012 → May 9, 2013
Pulse Trading, Inc.
BD capacity

Sep 12, 2002 → May 21, 2012
Deutsche Banc Alex. Brown Inc.
BD capacity

Jun 14, 1999 → Apr 27, 2001
Bt Alex. Brown Incorporated
BD capacity

Sep 29, 1998 → Jun 14, 1999
Bear, Stearns & Co. Inc.
BD capacity

Mar 20, 1996 → Aug 14, 1998
Needham & Company, Inc.
BD capacity

Jul 6, 1994 → Feb 13, 1996
Furman Selz Incorporated
BD capacity

Mar 23, 1994 → Jun 20, 1994
Montgomery Securities
BD capacity

Oct 11, 1992 → Jan 7, 1994

Source & corrections

Where this page comes from

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