Lisa C Andrews-Bowers

CRD 2257852 · Edward Jones · Norwell, MA

IA RegisteredBroker

Also appears in the source record as: Lisa C Andrews; Lisa Cathleen Andrews; Lisa Andrews; Lisa Cathleen Andrews-Bowers; Lisa Cathleen Headrick; Lisa Cathleen Neilson

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (5): Series 65Series 63SIESeries 7Series 62
Registered states (15): Arizona · California · Colorado · Connecticut · Florida · Idaho · Maine · Massachusetts · New Hampshire · New Jersey · New York · Oregon · Rhode Island · South Carolina · Wisconsin
Years in the industry (source record): 33
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Edward Jones
Firm CRD: 250
SEC number: 801-3297
Assets under management: $1.0T as of Jun 29, 2026
Website: www.twitter.com/EDWARDJONES ↗
Phone: 314-515-2000
Firm location: St. Louis, MO, 63131

Employment history (16)

From the source registration record · current first

Edward JonesCurrent
Norwell, MA · IA capacity

Jun 11, 2025 → present
Edward JonesCurrent
Norwell, MA · BC capacity

start not retrieved → present
Rbc Capital Markets, LLC
BD capacity

Jul 22, 2020 → Jun 6, 2025
Rbc Capital Markets, LLC
IA capacity

Jul 22, 2020 → Jun 6, 2025
Merrill Lynch, Pierce, Fenner & Smith Incorporated
IA capacity

Feb 6, 2019 → Jul 24, 2020
Merrill Lynch, Pierce, Fenner & Smith Incorporated
BD capacity

Jan 30, 2019 → Jul 24, 2020
Wells Fargo Clearing Services, LLC
IA capacity

Jul 8, 2008 → Jan 2, 2019
Wells Fargo Clearing Services, LLC
BD capacity

May 27, 2008 → Jan 2, 2019
Merrill Lynch, Pierce, Fenner & Smith Incorporated
BD capacity

Mar 8, 2006 → May 30, 2008
Advest, Inc.
BD capacity

Feb 26, 2004 → Mar 8, 2006
Rbc Dain Rauscher Inc.
IA capacity

Nov 4, 2003 → Mar 17, 2004
Rbc Dain Rauscher Inc.
BD capacity

Mar 9, 2002 → Mar 17, 2004
Tucker Anthony Incorporated
BD capacity

Aug 27, 1998 → Mar 9, 2002
Cibc Oppenheimer Corp.
BD capacity

Sep 25, 1995 → Aug 25, 1998
Gruntal & Co. Incorporated
BD capacity

Sep 9, 1994 → Sep 14, 1995
Dickinson & Co.
BD capacity

Feb 5, 1993 → Oct 20, 1993

Source & corrections

Where this page comes from

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