Bradford William Richardson
Also appears in the source record as: Brad Richardson; Bradford Richardson
Registration & licensing
As recorded in SEC IAPD / FINRA BrokerCheck
- Broker-dealer registration
- Active
- Investment adviser registration
- Active
- Exams passed (9)
- Series 66Series 63Series 9Series 10Series 8SIESeries 3Series 31Series 7
- Registered states (25)
- Alaska · Arizona · Arkansas · California · Colorado · Florida · Georgia · Hawaii · Idaho · Illinois · Massachusetts · Michigan · Minnesota · Montana · Nebraska · Nevada · New York · North Carolina · Ohio · Oregon · Tennessee · Texas · Utah · Virginia · Washington
- Years in the industry (source record)
- 34
- Professional designations
- Not yet retrieved from the source record
Disclosures
Copied from the official record
No disclosure events are flagged in the source record as of Aug 20, 2026.
This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.
Current firm
From the firm record
- Firm
- Fidelity Brokerage Services LLC
- Firm CRD
- 7784
- SEC number
- Not yet retrieved from the source record
- Assets under management
- Not yet retrieved from the source record
- Website
- Not yet retrieved from the source record
- Phone
- Not yet retrieved from the source record
- Firm location
- Not yet retrieved from the source record
Employment history (16)
From the source registration record · current first
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Mar 31, 2025 → present
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Oct 18, 2018 → present
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start not retrieved → present
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Fidelity Personal And Workplace AdvisorsIA capacityOct 23, 2018 → Mar 31, 2025
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Scottrade Investment ManagementIA capacityJan 17, 2017 → Mar 9, 2018
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Scottrade, Inc.BD capacityJun 4, 2015 → Mar 9, 2018
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Usaa Financial Planning ServicesIA capacityMay 18, 2011 → May 26, 2015
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Usaa Financial Advisors, Inc.BD capacityMay 4, 2011 → May 26, 2015
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Chase Investment Services Corp.IA capacitySep 29, 2010 → Mar 28, 2011
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Chase Investment Services Corp.BD capacitySep 15, 2010 → Mar 28, 2011
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Cuso Financial Services, L.P.BD capacityOct 15, 2009 → Aug 18, 2010
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Raymond James & Associates, Inc.IA capacityMar 30, 2006 → Jul 7, 2009
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Raymond James & Associates, Inc.BD capacityFeb 24, 2006 → Jul 7, 2009
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Charles Schwab & Co., Inc.IA capacityFeb 10, 2003 → Mar 1, 2006
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Charles Schwab & Co., Inc.BD capacityMar 31, 1995 → Mar 1, 2006
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Dean Witter Reynolds Inc.BD capacityAug 24, 1992 → Mar 17, 1995
Source & corrections
Where this page comes from
Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.
Data compiled Aug 20, 2026. Source: IAPD_SEARCH. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.