Roya Pour Ghavami

CRD 2258447 · Morgan Stanley · Purchase, NY

IA RegisteredBroker

Also appears in the source record as: Roya Ghavami

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (8): Series 65Series 63Series 9Series 10Series 24SIESeries 3Series 7
Registered states (52): Alabama · Alaska · Arizona · Arkansas · California · Colorado · Connecticut · Delaware · District Of Columbia · Florida · Georgia · Hawaii · Idaho · Illinois · Indiana · Iowa · Kansas · Kentucky · Louisiana · Maine · Maryland · Massachusetts · Michigan · Minnesota · Mississippi · Missouri · Montana · Nebraska · Nevada · New Hampshire · New Jersey · New Mexico · New York · North Carolina · North Dakota · Ohio · Oklahoma · Oregon · Pennsylvania · Puerto Rico · Rhode Island · South Carolina · South Dakota · Tennessee · Texas · Utah · Vermont · Virginia · Washington · West Virginia · Wisconsin · Wyoming
Years in the industry (source record): 34
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Morgan Stanley
Firm CRD: 149777
SEC number: 801-70103
Assets under management: $2.0T as of Jun 30, 2026
Website: www.morganstanley.com ↗
Phone: 914-225-5510
Firm location: Purchase, NY, 10577-2530

Employment history (10)

From the source registration record · current first

Morgan StanleyCurrent
Purchase, NY · IA capacity

Jun 1, 2009 → present
Morgan Stanley & Co. Incorporated
BD capacity

Jul 24, 2007 → Jun 1, 2009
Morgan Stanley & Co. Incorporated
IA capacity

Jul 24, 2007 → Jun 1, 2009
Citigroup Global Markets Inc.
BD capacity

May 29, 2007 → Aug 2, 2007
Citigroup Global Markets Inc.
IA capacity

May 29, 2007 → Aug 2, 2007
Citicorp Investment Services
IA capacity

Sep 27, 2004 → May 29, 2007
Citicorp Investment Services
BD capacity

Aug 26, 2002 → May 29, 2007
Prudential Securities Incorporated
BD capacity

Mar 29, 2001 → Apr 19, 2002
Prudential Securities Incorporated
BD capacity

Jul 5, 1995 → Dec 20, 2000
Kidder, Peabody & Co. Incorporated
BD capacity

Jul 29, 1992 → Nov 22, 1994

Source & corrections

Where this page comes from

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SEC IAPD record for CRD 2258447 ↗ FINRA BrokerCheck record for CRD 2258447 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

Data compiled Aug 20, 2026. Source: IAPD_SEARCH. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.

Preview release — partial coverage. This is a public-records lookup tool, not investment advice, not a recommendation, and not an endorsement of any advisor. Registration status shown here is a copy of a government record and may be out of date; always confirm against SEC IAPD and FINRA BrokerCheck before acting.