Robert S Prater

CRD 2264469 · Morgan Stanley · Saint Simons Island, GA

IA RegisteredBroker

Also appears in the source record as: Robert Stanley Prater Jr; Robert Stanley Prater; Robert Prater

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (5): Series 65Series 63SIESeries 31Series 7
Registered states (24): Alabama · Arizona · California · Connecticut · Delaware · Florida · Georgia · Illinois · Indiana · Kentucky · Louisiana · Maryland · Massachusetts · Minnesota · New Jersey · New York · North Carolina · Ohio · Oklahoma · Pennsylvania · South Carolina · Tennessee · Texas · Virginia
Years in the industry (source record): 34
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Morgan Stanley
Firm CRD: 149777
SEC number: 801-70103
Assets under management: $2.0T as of Jun 30, 2026
Website: www.morganstanley.com ↗
Phone: 914-225-5510
Firm location: Purchase, NY, 10577-2530

Employment history (9)

From the source registration record · current first

Morgan StanleyCurrent
Saint Simons Island, GA · IA capacity

Mar 24, 2022 → present
Ubs Financial Services Inc.
BD capacity

Jan 2, 2009 → Apr 4, 2022
Ubs Financial Services Inc.
IA capacity

Jan 2, 2009 → Apr 4, 2022
Morgan Stanley & Co. Incorporated
BD capacity

Apr 2, 2007 → Jan 6, 2009
Morgan Stanley & Co. Incorporated
IA capacity

Apr 2, 2007 → Jan 6, 2009
Morgan Stanley
IA capacity

Feb 25, 2003 → Apr 2, 2007
Morgan Stanley Dw Inc.
BD capacity

May 26, 2000 → Apr 2, 2007
J.C. Bradford & Co.
BD capacity

Feb 28, 1997 → Jun 10, 2000
Interstate/Johnson Lane Corporation
BD capacity

Oct 13, 1992 → Mar 12, 1997

Source & corrections

Where this page comes from

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SEC IAPD record for CRD 2264469 ↗ FINRA BrokerCheck record for CRD 2264469 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

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