Jack P Liu

CRD 2265890 · Morgan Stanley · New York, NY

IA RegisteredBroker

Also appears in the source record as: Jack Liu; Jacky Liu; Peng Jacky Liu; Peng Liu; Jacky Peng; Liu Peng

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (8): Series 66Series 65Series 63Series 10Series 9Series 24SIESeries 7
Registered states (16): California · Delaware · Florida · Illinois · Louisiana · Massachusetts · Mississippi · Nebraska · Nevada · New Jersey · New York · Pennsylvania · Rhode Island · Texas · Virgin Islands · Washington
Years in the industry (source record): 34
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Morgan Stanley
Firm CRD: 149777
SEC number: 801-70103
Assets under management: $2.0T as of Jun 30, 2026
Website: www.morganstanley.com ↗
Phone: 914-225-5510
Firm location: Purchase, NY, 10577-2530

Employment history (10)

From the source registration record · current first

Morgan StanleyCurrent
New York, NY · IA capacity

Oct 28, 2011 → present
Hsbc Securities (USA) Inc.
IA capacity

Jul 10, 2006 → Dec 12, 2011
Hsbc Securities (USA) Inc.
BD capacity

Jan 1, 2005 → Dec 12, 2011
Hsbc Brokerage (USA) Inc.
BD capacity

Dec 13, 2001 → Jan 1, 2005
Citicorp Investment Services
BD capacity

Oct 12, 1999 → Dec 11, 2001
Merrill Lynch, Pierce, Fenner & Smith Incorporated
BD capacity

May 19, 1995 → Nov 4, 1999
Prudential Securities Incorporated
BD capacity

Dec 12, 1997 → Dec 19, 1997
Smith Barney Inc.
BD capacity

Jul 31, 1993 → May 30, 1995
Lehman Brothers Inc.
BD capacity

Apr 22, 1993 → Jul 31, 1993
Suppes Securities, Inc.
BD capacity

Sep 14, 1992 → Apr 23, 1993

Source & corrections

Where this page comes from

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