Gary Neil Ringel

CRD 2270430 · Merrill Lynch, Pierce, Fenner & Smith Incorporated · Great Neck, NY

IA RegisteredBroker

Also appears in the source record as: Gary Ringel

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (4): Series 65Series 63SIESeries 7
Registered states (25): Arizona · California · Colorado · Connecticut · Delaware · Florida · Georgia · Illinois · Kentucky · Maryland · Massachusetts · Michigan · Mississippi · Nevada · New Jersey · New York · North Carolina · Pennsylvania · Rhode Island · South Carolina · Texas · Utah · Virginia · Washington · Wyoming
Years in the industry (source record): 34
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated
Firm CRD: 7691
SEC number: 801-14235
Assets under management: $1.8T as of Jun 29, 2026
Website: www.merrilledge.com/GUIDED-INVESTING ↗
Phone: 800-637-7455
Firm location: New York, NY, 10036

Employment history (9)

From the source registration record · current first

Merrill Lynch, Pierce, Fenner & Smith IncorporatedCurrent
Great Neck, NY · IA capacity

Jun 24, 2010 → present
Merrill Lynch, Pierce, Fenner & Smith IncorporatedCurrent
Great Neck, NY · BC capacity

start not retrieved → present
Morgan Stanley Smith Barney
BD capacity

Jun 1, 2009 → Jun 24, 2010
Citigroup Global Markets Inc.
BD capacity

Sep 12, 1994 → Jun 1, 2009
Financial Horizons Securities Corporation
BD capacity

Apr 29, 1994 → Sep 20, 1994
Citicorp Investment Services
BD capacity

Feb 22, 1994 → Sep 13, 1994
Painewebber Incorporated
BD capacity

Jan 1, 1994 → Feb 9, 1994
First Affiliated Securities
BD capacity

Jun 9, 1993 → Nov 16, 1993
Merrill Lynch, Pierce, Fenner & Smith Incorporated
BD capacity

Oct 9, 1992 → Jun 8, 1993

Source & corrections

Where this page comes from

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SEC IAPD record for CRD 2270430 ↗ FINRA BrokerCheck record for CRD 2270430 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

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