Michael Jude Shanahan

CRD 2271465 · Fidelity Brokerage Services LLC · Smithfield, RI

IA RegisteredBroker

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (7): Series 65Series 63SIESeries 7TOSeries 31Series 55Series 7
Registered states (53): Alabama · Alaska · Arizona · Arkansas · California · Colorado · Connecticut · Delaware · District Of Columbia · Florida · Georgia · Hawaii · Idaho · Illinois · Indiana · Iowa · Kansas · Kentucky · Louisiana · Maine · Maryland · Massachusetts · Michigan · Minnesota · Mississippi · Missouri · Montana · Nebraska · Nevada · New Hampshire · New Jersey · New Mexico · New York · North Carolina · North Dakota · Ohio · Oklahoma · Oregon · Pennsylvania · Puerto Rico · Rhode Island · South Carolina · South Dakota · Tennessee · Texas · Utah · Vermont · Virgin Islands · Virginia · Washington · West Virginia · Wisconsin · Wyoming
Years in the industry (source record): 34
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Fidelity Brokerage Services LLC
Firm CRD: 7784
SEC number: Not yet retrieved from the source record
Assets under management: Not yet retrieved from the source record
Website: Not yet retrieved from the source record
Phone: Not yet retrieved from the source record
Firm location: Not yet retrieved from the source record

Employment history (16)

From the source registration record · current first

Strategic Advisers LLCCurrent
Deer Park, NY · IA capacity

Mar 31, 2025 → present
Fidelity Brokerage Services LLCCurrent
Deer Park, NY · BD capacity

Sep 9, 2022 → present
Fidelity Brokerage Services LLCCurrent
Smithfield, RI · BC capacity

start not retrieved → present
Fidelity Personal And Workplace Advisors
IA capacity

Sep 14, 2022 → Mar 31, 2025
Prudential Financial Planning Services
IA capacity

May 11, 2021 → Aug 15, 2022
Pruco Securities, LLC.
BD capacity

Oct 18, 2019 → Aug 15, 2022
J.P. Morgan Securities LLC
BD capacity

Oct 1, 2012 → Mar 4, 2015
J.P. Morgan Securities LLC
IA capacity

Oct 1, 2012 → Mar 4, 2015
Chase Investment Services Corp.
BD capacity

May 27, 2009 → Oct 1, 2012
Chase Investment Services Corp.
IA capacity

May 27, 2009 → Oct 1, 2012
Northeast Securities, Inc.
BD capacity

Apr 2, 2008 → May 29, 2009
Merrill Lynch Pierce Fenner & Smith Inc.
IA capacity

Mar 2, 2006 → Jul 3, 2007
Merrill Lynch, Pierce, Fenner & Smith Incorporated
BD capacity

Oct 26, 2005 → Jul 3, 2007
Quattro M Securities Inc.
BD capacity

Jul 11, 2005 → Nov 14, 2005
Prudential Equity Group, LLC
BD capacity

Apr 17, 1996 → Jul 28, 2004
Cs First Boston Corporation
BD capacity

Sep 25, 1992 → Mar 29, 1996

Source & corrections

Where this page comes from

Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.

SEC IAPD record for CRD 2271465 ↗ FINRA BrokerCheck record for CRD 2271465 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

Data compiled Aug 20, 2026. Source: IAPD_SEARCH. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.

Preview release — partial coverage. This is a public-records lookup tool, not investment advice, not a recommendation, and not an endorsement of any advisor. Registration status shown here is a copy of a government record and may be out of date; always confirm against SEC IAPD and FINRA BrokerCheck before acting.