Peter Bertone

CRD 2272479 · Edward Jones · Baldwinsville, NY

IA RegisteredBroker

Also appears in the source record as: Peter Rudolfo Bertone; Peter R Bertone

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (8): Series 63Series 65Series 10Series 9SIESeries 7Series 31Series 6
Registered states (32): Alabama · Alaska · Arizona · Arkansas · California · Colorado · Connecticut · Florida · Georgia · Hawaii · Illinois · Iowa · Kentucky · Maine · Massachusetts · Michigan · Nevada · New Hampshire · New Jersey · New Mexico · New York · North Carolina · Ohio · Oregon · Pennsylvania · South Carolina · South Dakota · Tennessee · Texas · Vermont · Virginia · Washington
Years in the industry (source record): 34
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

The official record for CRD 2272479 contains one or more disclosure events as of Aug 20, 2026.

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Current firm

From the firm record

Firm: Edward Jones
Firm CRD: 250
SEC number: 801-3297
Assets under management: $1.0T as of Jun 29, 2026
Website: www.twitter.com/EDWARDJONES ↗
Phone: 314-515-2000
Firm location: St. Louis, MO, 63131

Employment history (16)

From the source registration record · current first

Edward JonesCurrent
Baldwinsville, NY · IA capacity

Apr 27, 2021 → present
Edward JonesCurrent
Baldwinsville, NY · BC capacity

start not retrieved → present
Key Investment Services LLC
BD capacity

Sep 21, 2016 → May 31, 2019
Key Investment Services LLC
IA capacity

Sep 21, 2016 → Dec 31, 2016
Lpl Financial LLC
IA capacity

Feb 22, 2013 → Sep 21, 2016
Lpl Financial LLC
BD capacity

Feb 9, 2011 → Sep 21, 2016
Lpl Financial LLC
IA capacity

Feb 14, 2011 → Dec 31, 2011
New England Securities
BD capacity

Apr 20, 2010 → Feb 7, 2011
The Mutual Fund Store
IA capacity

Mar 29, 2007 → Mar 15, 2010
Banc Of America Investment Services, Inc.
BD capacity

Oct 20, 2004 → Sep 20, 2006
Banc Of America Investment Services, Inc.
IA capacity

Oct 20, 2004 → Sep 20, 2006
Quick & Reilly, Inc.
IA capacity

Nov 25, 2002 → Oct 20, 2004
Quick & Reilly, Inc.
BD capacity

Jun 1, 1999 → Oct 20, 2004
Leigh Baldwin & Co., LLC
BD capacity

Feb 10, 1997 → May 17, 1999
Dean Witter Reynolds Inc.
BD capacity

Oct 17, 1995 → Feb 10, 1997
Pruco Securities Corporation
BD capacity

Aug 31, 1992 → Nov 27, 1992

Source & corrections

Where this page comes from

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