Joe Cline

CRD 2272715 · Wells Fargo Advisors · St. Louis, MO

IA RegisteredBroker

Also appears in the source record as: Joseph Richard Cline

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (13): Series 99TOSeries 52TOSIESeries 57Series 7Series 10Series 14Series 9Series 4Series 53Series 24Series 63Series 65
Registered states (4): Arkansas · California · Massachusetts · Utah
Years in the industry (source record): 24
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Wells Fargo Advisors
Firm CRD: 11025
SEC number: 801-57434
Assets under management: $252.3B as of Jun 3, 2026
Website: stories.wf.com ↗
Phone: 314-875-3000
Firm location: St. Louis, MO, 63103-2205

Employment history (20)

From the source registration record · current first

Wells Fargo Clearing Services, LLCCurrent
Corte Madera, CA · BC capacity

start not retrieved → present
Wells Fargo Advisors Financial Network, LLCCurrent
St. Louis, MO · BC capacity

start not retrieved → present
Wells Fargo Clearing Services, LLCCurrent
San Rafael, CA · IA capacity

start not retrieved → present
Wells Fargo Advisors Financial Network, LLCCurrent
Corte Madera, CA · IA capacity

start not retrieved → present
Wells Fargo Clearing Services, LLCCurrent
Corte Madera, CA · IA capacity

start not retrieved → present
Wells Fargo Advisors Financial Network, LLCCurrent
St. Louis, MO · IA capacity

start not retrieved → present
Wells Fargo AdvisorsCurrent
San Rafael, CA · IA capacity

start not retrieved → present
Wells Fargo AdvisorsCurrent
Corte Madera, CA · IA capacity

start not retrieved → present
Wells Fargo AdvisorsCurrent
Corte Madera, CA · IA capacity

start not retrieved → present
All Of US Securities LLC
San Rafael, CA · BC capacity

Aug 28, 2018 → Sep 26, 2022
Fidelity Brokerage Services LLC
Larkspur, CA · BC capacity

May 21, 2007 → Jul 3, 2017
Strategic Advisers, Inc.
Larkspur, CA · IA capacity

Jun 8, 2007 → Jun 30, 2017
Legacy Advisory Services, Inc.
Petal7uma, CA · IA capacity

Sep 6, 2005 → Apr 18, 2007
Legacy Financial Services, Inc.
Petaluma, CA · BC capacity

Jan 7, 2005 → Apr 18, 2007
Quest Capital Strategies, Inc.
Laguna Hills, CA · BC capacity

Mar 1, 2004 → Jun 2, 2004
Goldman, Sachs & Co.
New York, NY · BC capacity

Aug 24, 2000 → May 9, 2001
Intltrader.Com, Inc.
Winter Park, FL · BC capacity

Jun 12, 2000 → Aug 23, 2000
Discover Brokerage Direct, Inc.
San Francisco, CA · BC capacity

May 30, 1996 → Jun 22, 1998
Thomas F. White & Co., Incorporated
San Francisco, CA · BC capacity

Sep 20, 1993 → Jun 17, 1996
Baraban Securities, Inc.
Los Angeles, CA · BC capacity

Nov 22, 1992 → Jun 29, 1993

Source & corrections

Where this page comes from

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