John Ajwani

CRD 2272806 · Wells Fargo Advisors · St. Louis, MO

IA RegisteredBroker

Also appears in the source record as: Gautam John Ajwani; Gautam Ajwani; Jonathan Ajwani; John Ajwani

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (8): Series 99TOSIESeries 7Series 9Series 10Series 8Series 66Series 63
Registered states (5): Arkansas · Florida · Massachusetts · Texas · Utah
Years in the industry (source record): 32
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Wells Fargo Advisors
Firm CRD: 11025
SEC number: 801-57434
Assets under management: $252.3B as of Jun 3, 2026
Website: stories.wf.com ↗
Phone: 314-875-3000
Firm location: St. Louis, MO, 63103-2205

Employment history (14)

From the source registration record · current first

Wells Fargo Clearing Services, LLCCurrent
Lake Mary, FL · BC capacity

start not retrieved → present
Wells Fargo Advisors Financial Network, LLCCurrent
St. Louis, MO · BC capacity

start not retrieved → present
Wells Fargo Advisors Financial Network, LLCCurrent
Lake Mary, FL · IA capacity

start not retrieved → present
Wells Fargo Clearing Services, LLCCurrent
Lake Mary, FL · IA capacity

start not retrieved → present
Wells Fargo Advisors Financial Network, LLCCurrent
St. Louis, MO · IA capacity

start not retrieved → present
Wells Fargo AdvisorsCurrent
Lake Mary, FL · IA capacity

start not retrieved → present
Wells Fargo AdvisorsCurrent
Lake Mary, FL · IA capacity

start not retrieved → present
Charles Schwab & Co., Inc.
Orlando, FL · BC capacity

Dec 22, 1995 → Jan 10, 2024
Waterhouse Securities, Inc.
Omaha, NE · BC capacity

Jun 5, 1995 → Nov 30, 1995
Independent Financial Securities, Inc.
BC capacity

Sep 20, 1994 → May 19, 1995
John Hancock Mutual Life Insurance Company
Boston, MA · BC capacity

May 9, 1994 → Oct 8, 1994
John Hancock Distributors, Inc.
Boston, MA · BC capacity

May 9, 1994 → Oct 8, 1994
Robert Todd Financial Corp.
New York, NY · BC capacity

May 11, 1993 → Dec 10, 1993
Chatfield Dean & Co., Inc.
Greenwood Village, CO · BC capacity

Feb 23, 1993 → Apr 27, 1993

Source & corrections

Where this page comes from

Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.

SEC IAPD record for CRD 2272806 ↗ FINRA BrokerCheck record for CRD 2272806 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

Data compiled Aug 20, 2026. Source: IAPD_SEARCH. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.

Preview release — partial coverage. This is a public-records lookup tool, not investment advice, not a recommendation, and not an endorsement of any advisor. Registration status shown here is a copy of a government record and may be out of date; always confirm against SEC IAPD and FINRA BrokerCheck before acting.