Gregory Alexander Kort

CRD 2276130 · Merrill Lynch, Pierce, Fenner & Smith Incorporated · Grosse Pointe, MI

IA RegisteredBroker

Also appears in the source record as: Gregory Alexander Kort Mr; Gregory A Kort

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (4): SIESeries 7Series 65Series 63
Registered states (4): Florida · Illinois · Michigan · New York
Years in the industry (source record): 33
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated
Firm CRD: 7691
SEC number: 801-14235
Assets under management: $1.8T as of Jun 29, 2026
Website: www.merrilledge.com/GUIDED-INVESTING ↗
Phone: 800-637-7455
Firm location: New York, NY, 10036

Employment history (15)

From the source registration record · current first

Merrill Lynch, Pierce, Fenner & Smith IncorporatedCurrent
Grosse Pointe, MI · IA capacity

start not retrieved → present
Merrill Lynch, Pierce, Fenner & Smith IncorporatedCurrent
Grosse Pointe, MI · BC capacity

start not retrieved → present
Citizens Securities, Inc.
Grosse Pointe, MI · IA capacity

Jan 13, 2017 → Sep 12, 2022
Citizens Securities, Inc.
Grosse Pointe, MI · BC capacity

Jan 13, 2017 → Sep 12, 2022
Wunderlich Securities, Inc.
Birmingham, MI · IA capacity

Oct 2, 2014 → Jan 18, 2017
Wunderlich Securities, Inc.
Birmingham, MI · BC capacity

Sep 25, 2014 → Jan 18, 2017
J.P. Morgan Securities LLC
Farmington Hills, MI · IA capacity

Oct 1, 2012 → Sep 29, 2014
J.P. Morgan Securities LLC
Farmington Hills, MI · BC capacity

Oct 1, 2012 → Sep 29, 2014
Chase Investment Services Corp.
Farmington Hills, MI · IA capacity

Mar 19, 2007 → Oct 1, 2012
Chase Investment Services Corp.
Farmington Hills, MI · BC capacity

Mar 19, 2007 → Oct 1, 2012
H&r Block Financial Advisors, Inc.
West Bloomfield, MI · BC capacity

Jul 11, 2005 → Mar 15, 2007
Multi-Bank Securities, Inc.
Southfield, MI · BC capacity

Mar 11, 2002 → Jul 12, 2005
Banc One Securities Corporation
Chicago, IL · BC capacity

Feb 1, 1999 → Mar 14, 2002
First Chicago Nbd Investment Services, Inc.
Chicago, IL · BC capacity

Mar 28, 1996 → Feb 1, 1999
Essex National Securities, Inc.
Napa, CA · BC capacity

Mar 2, 1995 → Mar 21, 1996

Source & corrections

Where this page comes from

Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.

SEC IAPD record for CRD 2276130 ↗ FINRA BrokerCheck record for CRD 2276130 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

Data compiled Aug 20, 2026. Source: BROKERCHECK. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.

Preview release — partial coverage. This is a public-records lookup tool, not investment advice, not a recommendation, and not an endorsement of any advisor. Registration status shown here is a copy of a government record and may be out of date; always confirm against SEC IAPD and FINRA BrokerCheck before acting.