Paul David Johnson

CRD 2276281 · Charles Schwab & Co., Inc. · Lone Tree, CO

IA RegisteredBroker

Also appears in the source record as: Paul Johnson

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (12): SIESeries 3Series 31Series 7Series 24Series 4Series 10Series 9Series 8Series 66Series 65Series 63
Registered states (2): California · Colorado
Years in the industry (source record): 28
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Charles Schwab & Co., Inc.
Firm CRD: 5393
SEC number: 801-29938
Assets under management: Not yet retrieved from the source record
Website: www.linkedin.com/COMPANY/SCHWAB-ADVISOR-SERVICES ↗
Phone: 415-667-7000
Firm location: San Francisco, CA, 94105

Employment history (11)

From the source registration record · current first

Charles Schwab & Co., Inc.Current
Lone Tree, CO · IA capacity

start not retrieved → present
Charles Schwab & Co., Inc.Current
Lone Tree, CO · BC capacity

start not retrieved → present
Morgan Stanley
Albuquerque, NM · IA capacity

Jun 1, 2009 → Aug 26, 2013
Morgan Stanley
Albuquerque, NM · BC capacity

Jun 1, 2009 → Aug 26, 2013
Morgan Stanley & Co. Incorporated
Albuquerque, NM · IA capacity

Apr 14, 2009 → Jun 1, 2009
Morgan Stanley & Co. Incorporated
Albuquerque, NM · BC capacity

Jan 27, 2009 → Jun 1, 2009
Stonehaven, LLC
New York, NY · BC capacity

Feb 9, 2006 → Aug 29, 2006
Morgan Stanley Dw Inc.
Purchase, NY · BC capacity

Jan 28, 1997 → Feb 9, 2004
Royal Alliance Associates, Inc.
Scottsdale, AZ · BC capacity

Feb 11, 1995 → Jan 29, 1997
Waterhouse Securities, Inc.
Omaha, NE · BC capacity

Feb 22, 1994 → Jan 16, 1995
D. H. Blair & Co., Inc.
New York, NY · BC capacity

Oct 5, 1992 → Sep 3, 1993

Source & corrections

Where this page comes from

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SEC IAPD record for CRD 2276281 ↗ FINRA BrokerCheck record for CRD 2276281 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

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Preview release — partial coverage. This is a public-records lookup tool, not investment advice, not a recommendation, and not an endorsement of any advisor. Registration status shown here is a copy of a government record and may be out of date; always confirm against SEC IAPD and FINRA BrokerCheck before acting.