Julio Alejandro Guemes

CRD 2277566 · Morgan Stanley · Miami, FL

IA RegisteredBroker

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (4): Series 65Series 63SIESeries 7
Registered states (13): California · Colorado · Delaware · Florida · Illinois · Kentucky · Maryland · Montana · New York · North Carolina · South Dakota · Texas · Wyoming
Years in the industry (source record): 32
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

The official record for CRD 2277566 contains one or more disclosure events as of Aug 20, 2026.

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Current firm

From the firm record

Firm: Morgan Stanley
Firm CRD: 149777
SEC number: 801-70103
Assets under management: $2.0T as of Jun 30, 2026
Website: www.morganstanley.com ↗
Phone: 914-225-5510
Firm location: Purchase, NY, 10577-2530

Employment history (7)

From the source registration record · current first

Morgan StanleyCurrent
Miami, FL · IA capacity

May 18, 2021 → present
Wells Fargo Clearing Services, LLC
IA capacity

Feb 8, 2007 → May 21, 2021
Wells Fargo Clearing Services, LLC
BD capacity

Feb 7, 2007 → May 21, 2021
Fahnestock Asset Management
IA capacity

Mar 23, 2006 → Feb 13, 2007
Oppenheimer & Co. Inc.
BD capacity

Jan 3, 2003 → Feb 13, 2007
Cibc World Markets Corp.
BD capacity

Oct 24, 1994 → Jan 3, 2003
Barclays De Zoete Wedd Securities Inc.
BD capacity

Feb 9, 1994 → Aug 2, 1994

Source & corrections

Where this page comes from

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