Caroline M. Huber

CRD 2277682 · Fidelity Brokerage Services LLC · Reston, VA

IA RegisteredBroker

Also appears in the source record as: Caroline Maria Huber

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (6): Series 66Series 63Series 26SIESeries 7Series 6
Registered states (53): Alabama · Alaska · Arizona · Arkansas · California · Colorado · Connecticut · Delaware · District Of Columbia · Florida · Georgia · Hawaii · Idaho · Illinois · Indiana · Iowa · Kansas · Kentucky · Louisiana · Maine · Maryland · Massachusetts · Michigan · Minnesota · Mississippi · Missouri · Montana · Nebraska · Nevada · New Hampshire · New Jersey · New Mexico · New York · North Carolina · North Dakota · Ohio · Oklahoma · Oregon · Pennsylvania · Puerto Rico · Rhode Island · South Carolina · South Dakota · Tennessee · Texas · Utah · Vermont · Virgin Islands · Virginia · Washington · West Virginia · Wisconsin · Wyoming
Years in the industry (source record): 33
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Fidelity Brokerage Services LLC
Firm CRD: 7784
SEC number: Not yet retrieved from the source record
Assets under management: Not yet retrieved from the source record
Website: Not yet retrieved from the source record
Phone: Not yet retrieved from the source record
Firm location: Not yet retrieved from the source record

Employment history (17)

From the source registration record · current first

Strategic Advisers LLCCurrent
Woodstock, VA · IA capacity

Mar 31, 2025 → present
Fidelity Brokerage Services LLCCurrent
Woodstock, VA · BD capacity

Apr 17, 2023 → present
Fidelity Brokerage Services LLCCurrent
Reston, VA · BC capacity

start not retrieved → present
Fidelity Personal And Workplace Advisors
IA capacity

May 17, 2023 → Mar 31, 2025
Tiaa-Cref Individual & Institutional Services, LLC
BD capacity

Apr 20, 2015 → May 25, 2022
Advice And Planning Services
IA capacity

Apr 20, 2015 → May 25, 2022
Voya Financial Advisors, Inc.
BD capacity

Jan 3, 2011 → Apr 8, 2015
Ing Financial Advisers, LLC
BD capacity

Oct 8, 2007 → Jan 3, 2011
Cambridge Investment Research, Inc.
BD capacity

Apr 20, 2007 → Aug 17, 2007
Uvest Financial Services Group, Inc.
BD capacity

May 5, 2006 → Mar 3, 2007
Uvest Financial Services Group, Inc.
IA capacity

May 5, 2006 → Mar 3, 2007
Ing Financial Advisers, LLC
IA capacity

Nov 16, 2005 → Jan 7, 2006
Ing Financial Advisers, LLC
BD capacity

Nov 15, 2005 → Jan 7, 2006
National Planning Corporation
BD capacity

Apr 15, 2005 → Nov 1, 2005
Securities Service Network, Inc.
BD capacity

Apr 19, 1999 → Apr 15, 2005
Aetna Investment Services, Inc.
BD capacity

Oct 15, 1993 → Mar 1, 1999
Aetna Life Insurance And Annuity Company
BD capacity

May 17, 1993 → Oct 15, 1993

Source & corrections

Where this page comes from

Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.

SEC IAPD record for CRD 2277682 ↗ FINRA BrokerCheck record for CRD 2277682 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

Data compiled Aug 20, 2026. Source: IAPD_SEARCH. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.

Preview release — partial coverage. This is a public-records lookup tool, not investment advice, not a recommendation, and not an endorsement of any advisor. Registration status shown here is a copy of a government record and may be out of date; always confirm against SEC IAPD and FINRA BrokerCheck before acting.