Donna Teruko Saiki

CRD 2278782 · Wells Fargo Advisors · Marina Del Rey, CA

IA RegisteredBroker

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (4): SIESeries 7Series 65Series 63
Registered states (8): Alaska · Arizona · California · Florida · Georgia · Idaho · New York · Oregon
Years in the industry (source record): 32
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Wells Fargo Advisors
Firm CRD: 19616
SEC number: 801-37967
Assets under management: $671.4B as of Jun 23, 2026
Website: www.twitter.com/WFINVESTING ↗
Phone: 314-875-3000
Firm location: St. Louis, MO, 63103-2205

Employment history (11)

From the source registration record · current first

Wells Fargo AdvisorsCurrent
Marina Del Rey, CA · IA capacity

start not retrieved → present
Wells Fargo Clearing Services, LLCCurrent
Marina Del Rey, CA · BC capacity

start not retrieved → present
Wells Fargo Investments, LLC
Los Angeles, CA · IA capacity

Mar 9, 2010 → Jan 3, 2011
Wells Fargo Investments, LLC
Los Angeles, CA · BC capacity

Mar 8, 2010 → Jan 3, 2011
Citigroup Global Markets Inc.
Marina Del Rey, CA · IA capacity

May 29, 2007 → Mar 29, 2010
Citigroup Global Markets Inc.
Marina Del Rey, CA · BC capacity

May 29, 2007 → Mar 29, 2010
Citicorp Investment Services
Santa Monica, CA · IA capacity

Oct 25, 2005 → May 29, 2007
Citicorp Investment Services
Santa Monica, CA · BC capacity

Oct 25, 2005 → May 29, 2007
Wm Financial Services, Inc.
Irvine, CA · BC capacity

Aug 23, 2001 → Apr 12, 2002
Quick & Reilly, Inc.
New York, NY · BC capacity

Feb 14, 1998 → Jul 16, 2001
Fleet Brokerage Securities, Inc.
New York, NY · BC capacity

Nov 22, 1992 → Feb 14, 1998

Source & corrections

Where this page comes from

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SEC IAPD record for CRD 2278782 ↗ FINRA BrokerCheck record for CRD 2278782 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

Data compiled Aug 20, 2026. Source: BROKERCHECK. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.

Preview release — partial coverage. This is a public-records lookup tool, not investment advice, not a recommendation, and not an endorsement of any advisor. Registration status shown here is a copy of a government record and may be out of date; always confirm against SEC IAPD and FINRA BrokerCheck before acting.