Michael S Dolce

CRD 2279370 · Edward Jones · Allendale, MI

IA RegisteredBroker

Also appears in the source record as: Michael Sean Dolce; Mike Dolce

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (5): Series 66Series 63Series 24SIESeries 7
Registered states (3): Arizona · Michigan · Oregon
Years in the industry (source record): 33
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

The official record for CRD 2279370 contains one or more disclosure events as of Aug 20, 2026.

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Current firm

From the firm record

Firm: Edward Jones
Firm CRD: 250
SEC number: 801-3297
Assets under management: $1.0T as of Jun 29, 2026
Website: www.twitter.com/EDWARDJONES ↗
Phone: 314-515-2000
Firm location: St. Louis, MO, 63131

Employment history (13)

From the source registration record · current first

Edward JonesCurrent
Allendale, MI · IA capacity

May 8, 2024 → present
Edward JonesCurrent
Allendale, MI · BC capacity

start not retrieved → present
Northwestern Mutual Investment Services, LLC
BD capacity

Feb 16, 2016 → Jul 8, 2022
Northwestern Mutual Investment Services,llc
IA capacity

Feb 16, 2016 → Jul 8, 2022
Regulus Advisors, LLC
BD capacity

Jan 14, 2014 → Jul 31, 2015
Regal Investment Advisors LLC
IA capacity

Jul 6, 2010 → Jul 31, 2015
American Portfolios Financial Services, Inc.
BD capacity

Mar 27, 2009 → Dec 31, 2013
American Portfolios Advisors, Inc
IA capacity

Oct 15, 2009 → Feb 25, 2011
Sagepoint Financial, Inc.
BD capacity

Oct 31, 2005 → Mar 30, 2009
Sunamerica Securities, Inc.
BD capacity

Jun 10, 2002 → Oct 31, 2005
Horace Mann Investors Inc
BD capacity

Mar 8, 1995 → Jun 5, 2002
The Ohio Company
BD capacity

Jul 8, 1993 → Mar 7, 1994
Kent King Securities Co., Inc.
BD capacity

Feb 19, 1993 → Jul 2, 1993

Source & corrections

Where this page comes from

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