Peter Alan Rosenberg

CRD 2282559 · Morgan Stanley · Studio City, CA

IA RegisteredBroker

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (4): Series 65Series 63SIESeries 7
Registered states (25): Arizona · California · Colorado · Delaware · Florida · Hawaii · Illinois · Massachusetts · Nevada · New Jersey · New York · North Carolina · North Dakota · Ohio · Oregon · Pennsylvania · Rhode Island · South Carolina · South Dakota · Texas · Utah · Virginia · Washington · Wisconsin · Wyoming
Years in the industry (source record): 34
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Morgan Stanley
Firm CRD: 149777
SEC number: 801-70103
Assets under management: $2.0T as of Jun 30, 2026
Website: www.morganstanley.com ↗
Phone: 914-225-5510
Firm location: Purchase, NY, 10577-2530

Employment history (13)

From the source registration record · current first

Morgan StanleyCurrent
Studio City, CA · IA capacity

Jan 31, 2020 → present
Hsbc Securities (USA) Inc.
BD capacity

Apr 17, 2015 → Feb 4, 2020
City National Securities, Inc.
BD capacity

Jan 23, 2007 → Apr 3, 2015
Wells Fargo Investments, LLC
BD capacity

Jun 29, 2006 → Oct 12, 2006
Wells Fargo Investments, LLC
IA capacity

Jun 29, 2006 → Oct 12, 2006
Bear, Stearns & Co. Inc.
IA capacity

Nov 11, 2002 → Jul 27, 2006
Bear, Stearns & Co. Inc.
BD capacity

Oct 15, 2002 → Jul 27, 2006
Deutsche Bank Securities Inc.
IA capacity

Aug 1, 2001 → Oct 30, 2002
Deutsche Bank Securities Inc.
BD capacity

Jan 13, 2001 → Oct 30, 2002
Db Alex. Brown LLC
BD capacity

Jun 14, 2000 → Jan 13, 2001
Dean Witter Reynolds Inc.
BD capacity

Feb 13, 1998 → Jun 16, 2000
Prudential Securities Incorporated
BD capacity

Jan 9, 1995 → Feb 4, 1998
Thomas James Associates, Inc.
BD capacity

Nov 16, 1992 → Dec 20, 1994

Source & corrections

Where this page comes from

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