Kevin Sexton

CRD 2284929 · Merrill Lynch, Pierce, Fenner & Smith Incorporated · Coral Gables, FL

IA RegisteredBroker

Also appears in the source record as: Kevin R Sexton; Kevin Robert Sexton

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (4): Series 66Series 63SIESeries 7
Registered states (1): North Carolina
Years in the industry (source record): 33
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated
Firm CRD: 7691
SEC number: 801-14235
Assets under management: $1.8T as of Jun 29, 2026
Website: www.merrilledge.com/GUIDED-INVESTING ↗
Phone: 800-637-7455
Firm location: New York, NY, 10036

Employment history (9)

From the source registration record · current first

Merrill Lynch, Pierce, Fenner & Smith IncorporatedCurrent
Charlotte, NC · BD capacity

Jun 25, 2019 → present
Merrill Lynch, Pierce, Fenner & Smith IncorporatedCurrent
Coral Gables, FL · BC capacity

start not retrieved → present
Bofa Securities, Inc.
BD capacity

May 10, 2019 → Jun 28, 2019
Merrill Lynch, Pierce, Fenner & Smith Incorporated
IA capacity

Nov 3, 2015 → May 10, 2019
Merrill Lynch, Pierce, Fenner & Smith Incorporated
BD capacity

Mar 30, 2015 → May 10, 2019
Wachovia Capital Markets, LLC
BD capacity

Jul 1, 2003 → May 29, 2007
Wachovia Securities, LLC
BD capacity

Nov 6, 2000 → Jul 1, 2003
Merrill Lynch, Pierce, Fenner & Smith Incorporated
BD capacity

Jun 25, 1993 → Nov 4, 1994
L.C. Wegard & Co., Inc.
BD capacity

Feb 12, 1993 → May 11, 1993

Source & corrections

Where this page comes from

Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.

SEC IAPD record for CRD 2284929 ↗ FINRA BrokerCheck record for CRD 2284929 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

Data compiled Aug 20, 2026. Source: IAPD_SEARCH. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.

Preview release — partial coverage. This is a public-records lookup tool, not investment advice, not a recommendation, and not an endorsement of any advisor. Registration status shown here is a copy of a government record and may be out of date; always confirm against SEC IAPD and FINRA BrokerCheck before acting.