Patrick Mangini

CRD 2286049 · J.P. Morgan Securities LLC · New York, NY

IA RegisteredBroker

Also appears in the source record as: Pat Mangini; Patrick John Mangini

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (8): SIESeries 7Series 24Series 4Series 10Series 9Series 66Series 63
Registered states (53): Alabama · Alaska · Arizona · Arkansas · California · Colorado · Connecticut · Delaware · District Of Columbia · Florida · Georgia · Hawaii · Idaho · Illinois · Indiana · Iowa · Kansas · Kentucky · Louisiana · Maine · Maryland · Massachusetts · Michigan · Minnesota · Mississippi · Missouri · Montana · Nebraska · Nevada · New Hampshire · New Jersey · New Mexico · New York · North Carolina · North Dakota · Ohio · Oklahoma · Oregon · Pennsylvania · Puerto Rico · Rhode Island · South Carolina · South Dakota · Tennessee · Texas · Utah · Vermont · Virgin Islands · Virginia · Washington · West Virginia · Wisconsin · Wyoming
Years in the industry (source record): 30
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: J.P. Morgan Securities LLC
Firm CRD: 79
SEC number: 801-3702
Assets under management: $429.7B as of Jun 30, 2026
Website: wealthpartners.jpmorgan.com ↗
Phone: 800-999-2000
Firm location: New York, NY, 10017

Employment history (15)

From the source registration record · current first

J.P. Morgan Securities LLCCurrent
New York, NY · IA capacity

start not retrieved → present
J.P. Morgan Securities LLCCurrent
New York, NY · BC capacity

start not retrieved → present
Citigroup Global Markets Inc.
Jacksonville, FL · IA capacity

Aug 8, 2023 → Apr 16, 2024
Citigroup Global Markets Inc.
Jacksonville, FL · BC capacity

Jan 13, 2014 → Apr 16, 2024
Pershing LLC
Jersey City, NJ · BC capacity

Dec 10, 2007 → Dec 2, 2013
Td Waterhouse Investor Services, Inc.
Omaha, NE · BC capacity

Feb 11, 1999 → Apr 11, 2006
Fis Securities, Inc.
Boston, MA · BC capacity

Jan 26, 1998 → Sep 25, 1998
Fleet Enterprises, Inc.
New York, NY · BC capacity

Jan 5, 1998 → Jul 25, 1998
J.B. Oxford & Company
Sherman Oaks, CA · BC capacity

Jul 22, 1997 → Dec 12, 1997
Shamus Group, Inc.
BC capacity

Nov 22, 1996 → Aug 19, 1997
I. A. Rabinowitz & Co.
New York, NY · BC capacity

Aug 16, 1996 → Dec 5, 1996
Lt Lawrence & Co., Inc.
New York, NY · BC capacity

Jan 24, 1996 → Aug 16, 1996
Toluca Pacific Securities Corp.
Burbank, CA · BC capacity

May 17, 1995 → Feb 6, 1996
A. T. Brod & Co. Inc.
Cleveland, OH · BC capacity

Sep 13, 1994 → Oct 1, 1995
Robert Todd Financial Corp.
New York, NY · BC capacity

Jun 7, 1993 → Sep 20, 1994

Source & corrections

Where this page comes from

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SEC IAPD record for CRD 2286049 ↗ FINRA BrokerCheck record for CRD 2286049 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

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