Christopher Eschmann

CRD 2286466 · Charles Schwab & Co., Inc. · Forest Hills, NY

IA RegisteredBroker

Also appears in the source record as: Christopher R Eschmann; Christopher Robert Eschmann

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (5): SIESeries 7Series 6Series 65Series 63
Registered states (12): California · Colorado · Connecticut · Florida · Hawaii · Illinois · Massachusetts · Michigan · New Jersey · New York · Ohio · Tennessee
Years in the industry (source record): 32
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Charles Schwab & Co., Inc.
Firm CRD: 5393
SEC number: 801-29938
Assets under management: Not yet retrieved from the source record
Website: www.linkedin.com/COMPANY/SCHWAB-ADVISOR-SERVICES ↗
Phone: 415-667-7000
Firm location: San Francisco, CA, 94105

Employment history (12)

From the source registration record · current first

Charles Schwab & Co., Inc.Current
Forest Hills, NY · IA capacity

start not retrieved → present
Charles Schwab & Co., Inc.Current
Forest Hills, NY · BC capacity

start not retrieved → present
Edward Jones
Garden City, NY · IA capacity

Jul 15, 2021 → Jan 20, 2022
Edward Jones
Garden City, NY · BC capacity

Oct 2, 2017 → Jan 20, 2022
J.P. Morgan Institutional Investments Inc.
New York, NY · BC capacity

Jan 3, 2011 → Jun 19, 2017
Jpmorgan Distribution Services, Inc.
New York, NY · BC capacity

Dec 9, 2010 → Jan 3, 2011
Goldman, Sachs & Co.
New York, NY · BC capacity

Feb 10, 2006 → Sep 29, 2010
Federated Investment Counseling
Pittsburgh, PA · IA capacity

Jan 21, 2004 → Mar 1, 2006
Federated Securities Corp.
Pittsburgh, PA · BC capacity

Jan 21, 2004 → Mar 1, 2006
Citigroup Global Markets Inc.
New York, NY · BC capacity

Nov 6, 1998 → Sep 19, 2003
Merrill Lynch, Pierce, Fenner & Smith Incorporated
New York, NY · BC capacity

Nov 8, 1995 → Oct 16, 1998
Mutual Of America Life Insurance Company
New York, NY · BC capacity

Apr 16, 1993 → Aug 24, 1995

Source & corrections

Where this page comes from

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SEC IAPD record for CRD 2286466 ↗ FINRA BrokerCheck record for CRD 2286466 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

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