Janet L Chiles
Also appears in the source record as: Janet Lynn Chiles; Janet Lynn Stroble
Registration & licensing
As recorded in SEC IAPD / FINRA BrokerCheck
- Broker-dealer registration
- Active
- Investment adviser registration
- Active
- Exams passed (5)
- Series 66Series 65Series 63SIESeries 7
- Registered states (6)
- Florida · Georgia · North Carolina · South Carolina · Tennessee · Texas
- Years in the industry (source record)
- 34
- Professional designations
- Not yet retrieved from the source record
Disclosures
Copied from the official record
No disclosure events are flagged in the source record as of Aug 20, 2026.
This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.
Current firm
From the firm record
- Firm
- Merrill Lynch, Pierce, Fenner & Smith Incorporated
- Firm CRD
- 7691
- SEC number
- 801-14235
- Assets under management
- $1.8T as of Jun 29, 2026
- Website
- www.merrilledge.com/GUIDED-INVESTING ↗
- Phone
- 800-637-7455
- Firm location
- New York, NY, 10036
Employment history (8)
From the source registration record · current first
-
Oct 4, 2023 → present
-
start not retrieved → present
-
Wells Fargo Clearing Services, LLCBD capacityJan 11, 2019 → Sep 20, 2023
-
Wells Fargo Clearing Services, LLCIA capacityJan 11, 2019 → Sep 20, 2023
-
Bb&t Securities, LLCIA capacityOct 17, 2017 → Nov 12, 2018
-
Bb&t Securities, LLCBD capacityOct 11, 2016 → Nov 12, 2018
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Aug 23, 1994 → Nov 30, 1995
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Dean Witter Reynolds Inc.BD capacityNov 12, 1992 → Jul 13, 1994
Source & corrections
Where this page comes from
Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.
Data compiled Aug 20, 2026. Source: IAPD_SEARCH. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.