Seth Lawrence Hart

CRD 2287054 · Morgan Stanley · New York, NY

IA RegisteredBroker

Also appears in the source record as: Seth L Hart

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (8): Series 65Series 63Series 10Series 9Series 24SIESeries 55Series 7
Registered states (45): Arizona · California · Colorado · Connecticut · Delaware · District Of Columbia · Florida · Georgia · Hawaii · Idaho · Illinois · Indiana · Iowa · Kansas · Kentucky · Louisiana · Maine · Maryland · Massachusetts · Michigan · Minnesota · Missouri · Montana · Nebraska · Nevada · New Hampshire · New Jersey · New Mexico · New York · North Carolina · North Dakota · Ohio · Oregon · Pennsylvania · Puerto Rico · Rhode Island · South Carolina · Texas · Utah · Vermont · Virginia · Washington · West Virginia · Wisconsin · Wyoming
Years in the industry (source record): 33
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

The official record for CRD 2287054 contains one or more disclosure events as of Aug 20, 2026.

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Current firm

From the firm record

Firm: Morgan Stanley
Firm CRD: 149777
SEC number: 801-70103
Assets under management: $2.0T as of Jun 30, 2026
Website: www.morganstanley.com ↗
Phone: 914-225-5510
Firm location: Purchase, NY, 10577-2530

Employment history (8)

From the source registration record · current first

Morgan StanleyCurrent
New York, NY · IA capacity

Apr 4, 2014 → present
Hsbc Securities (USA) Inc.
IA capacity

Jul 10, 2006 → Apr 9, 2014
Hsbc Securities (USA) Inc.
BD capacity

Jan 1, 2005 → Apr 9, 2014
Hsbc Brokerage (USA) Inc.
BD capacity

Jul 15, 2002 → Jan 1, 2005
Knight Securities, L.P.
BD capacity

Apr 6, 2000 → Apr 19, 2002
Chase Investment Services Corp.
BD capacity

Mar 18, 1998 → Apr 11, 2000
Nichols, Safina, Lerner & Co. Inc.
BD capacity

Jun 2, 1994 → Jan 30, 1998
Gruntal & Co. Incorporated
BD capacity

Jan 4, 1993 → Mar 23, 1994

Source & corrections

Where this page comes from

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