Anthony Kirk Hasen

CRD 2288253 · Wells Fargo Advisors · Doylestown, PA

IA RegisteredBroker

Also appears in the source record as: Kirk Hasen

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (6): SIESeries 7Series 6Series 24Series 65Series 63
Registered states (31): Alabama · Alaska · Arizona · California · Colorado · Connecticut · Delaware · District Of Columbia · Florida · Georgia · Maryland · Massachusetts · Michigan · Missouri · Montana · New Hampshire · New Jersey · New York · North Carolina · Ohio · Oklahoma · Oregon · Pennsylvania · Puerto Rico · Rhode Island · South Carolina · Tennessee · Texas · Vermont · Virginia · Washington
Years in the industry (source record): 33
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

The official record for CRD 2288253 contains one or more disclosure events as of Aug 20, 2026.

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Current firm

From the firm record

Firm: Wells Fargo Advisors
Firm CRD: 19616
SEC number: 801-37967
Assets under management: $671.4B as of Jun 23, 2026
Website: www.twitter.com/WFINVESTING ↗
Phone: 314-875-3000
Firm location: St. Louis, MO, 63103-2205

Employment history (11)

From the source registration record · current first

Wells Fargo AdvisorsCurrent
Doylestown, PA · IA capacity

start not retrieved → present
Wells Fargo Clearing Services, LLCCurrent
Doylestown, PA · BC capacity

start not retrieved → present
Ubs Financial Services Inc.
Newtown, PA · IA capacity

Sep 30, 2015 → Jun 24, 2022
Ubs Financial Services Inc.
Newtown, PA · BC capacity

Sep 30, 2015 → Jun 24, 2022
Morgan Stanley
Doylestown, PA · IA capacity

Jun 2, 2011 → Oct 7, 2015
Morgan Stanley
Doylestown, PA · BC capacity

Jun 2, 2011 → Oct 7, 2015
Cco Investment Services Corp.
Warrington, PA · BC capacity

Mar 1, 2006 → Mar 29, 2006
Dreyfus Investment Services Corporation
Pittsburgh, PA · BC capacity

Apr 3, 1995 → Aug 27, 2001
Dreyfus Financial Services Corporation
New York, NY · BC capacity

Apr 25, 1997 → Dec 31, 2000
Independent Financial Securities, Inc.
BC capacity

Apr 29, 1993 → Mar 21, 1995
Mimlic Sales Corporation
St. Paul, MN · BC capacity

Nov 12, 1992 → May 5, 1993

Source & corrections

Where this page comes from

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