Leonard Neil Martin

CRD 2296362 · Wells Fargo Advisors · El Paso, TX

IA RegisteredBroker

Also appears in the source record as: Len N Martin Jr; Len N Martin; Len Martin Jr; Leonard N Jr Martin

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (6): SIESeries 7Series 6Series 24Series 65Series 63
Registered states (5): California · Louisiana · Nevada · New Mexico · Texas
Years in the industry (source record): 29
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

The official record for CRD 2296362 contains one or more disclosure events as of Aug 20, 2026.

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Current firm

From the firm record

Firm: Wells Fargo Advisors
Firm CRD: 19616
SEC number: 801-37967
Assets under management: $671.4B as of Jun 23, 2026
Website: www.twitter.com/WFINVESTING ↗
Phone: 314-875-3000
Firm location: St. Louis, MO, 63103-2205

Employment history (16)

From the source registration record · current first

Wells Fargo AdvisorsCurrent
El Paso, TX · IA capacity

start not retrieved → present
Wells Fargo Clearing Services, LLCCurrent
El Paso, TX · BC capacity

start not retrieved → present
Pnc Investments
Santa Teresa, NM · IA capacity

Aug 19, 2021 → May 12, 2022
Pnc Investments
Santa Teresa, NM · BC capacity

Aug 16, 2021 → May 12, 2022
Pnc Managed Account Solutions, Inc.
Las Cruces, NM · IA capacity

Oct 15, 2010 → Aug 17, 2021
Bbva Securities Inc.
El Paso, TX · BC capacity

May 16, 2013 → Aug 16, 2021
Bbva Compass Investment Solutions, Inc
El Paso, TX · BC capacity

Dec 18, 2009 → May 16, 2013
St Johns Wealth Management
Las Cruces, NM · IA capacity

Apr 5, 2010 → Oct 15, 2010
Bbva Compass Investment Solutions, Inc.
El Paso, TX · IA capacity

Dec 18, 2009 → Mar 18, 2010
Uvest Financial Services Group, Inc.
Chicago, IL · IA capacity

Jan 18, 2005 → Dec 31, 2007
Uvest Financial Services Group, Inc.
Chicago, IL · BC capacity

Jan 18, 2005 → Dec 31, 2007
Afs Brokerage, Inc.
Austin, TX · BC capacity

Aug 17, 2004 → Jan 3, 2005
New England Securities Corporation
Jackson, MS · IA capacity

Mar 3, 2001 → Jun 14, 2004
New England Securities
New York, NY · BC capacity

Feb 15, 2001 → Jun 14, 2004
Signator Investors, Inc.
Boston, MA · BC capacity

Mar 8, 1999 → Jan 26, 2001
John Hancock Mutual Life Insurance Company
Boston, MA · BC capacity

Feb 22, 1993 → May 1, 1997

Source & corrections

Where this page comes from

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