Nancy Ann Hornberger

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration

Active

Investment adviser registration

Active

Exams passed (10)

SIESeries 3Series 31Series 7Series 6Series 10Series 9Series 24Series 65Series 63

Registered states (2)

New Jersey · Pennsylvania

Years in the industry (source record)

31

Professional designations

Not yet retrieved from the source record

Disclosures

Copied from the official record

Current firm

From the firm record

Firm

Wells Fargo Advisors

Firm CRD

19616

SEC number

801-37967

Assets under management

$671.4B as of Jun 23, 2026

Website

www.twitter.com/WFINVESTING ↗

Phone

314-875-3000

Firm location

St. Louis, MO, 63103-2205

Employment history (21)

From the source registration record · current first

• Wells Fargo AdvisorsCurrent

  Marlton, NJ · IA capacity
  start not retrieved → present
• Wells Fargo Clearing Services, LLCCurrent

  Marlton, NJ · BC capacity
  start not retrieved → present
• Wells Fargo Securities, LLC

  Philadelphia, PA · BC capacity
  Dec 6, 2010 → Jan 20, 2011
• Investors Capital Corp.

  Horsham, PA · BC capacity
  Jul 20, 2010 → Nov 17, 2010
• Investors Capital Advisory

  Horsham, PA · IA capacity
  Jul 16, 2010 → Nov 17, 2010
• Morgan Stanley Smith Barney LLC

  Voorhees, NJ · IA capacity
  Jun 1, 2009 → Apr 21, 2010
• Morgan Stanley Smith Barney

  Voorhees, NJ · BC capacity
  Jun 1, 2009 → Apr 21, 2010
• Morgan Stanley & Co. Incorporated

  Voorhees, NJ · IA capacity
  Apr 2, 2007 → Jun 1, 2009
• Morgan Stanley & Co. Incorporated

  Voorhees, NJ · BC capacity
  Apr 2, 2007 → Jun 1, 2009
• Morgan Stanley

  Voorhees, NJ · IA capacity
  Jan 17, 2006 → Apr 2, 2007
• Morgan Stanley Dw Inc.

  Voorhees, NJ · BC capacity
  Jan 17, 2006 → Apr 2, 2007
• Usallianz Securities, Inc.

  Voorhees, NJ · IA capacity
  Jul 19, 2005 → Dec 8, 2005
• Usallianz Securities, Inc.

  Minneapolis, MN · BC capacity
  Jul 19, 2005 → Dec 8, 2005
• Mml Investors Services, Inc.

  Springfield, MA · BC capacity
  Oct 27, 2004 → Jul 18, 2005
• Axa Advisors, LLC

  Marlton, NJ · IA capacity
  May 21, 2004 → Jul 1, 2004
• Axa Advisors, LLC

  New York, NY · BC capacity
  Oct 1, 2001 → Jul 1, 2004
• Lincoln Financial Distributors, Inc.

  Radnor, PA · BC capacity
  Dec 31, 2000 → Sep 26, 2001
• Delaware Distributors, L.P.

  Philadelphia, PA · BC capacity
  Apr 25, 1995 → Dec 31, 2000
• Pnc Brokerage Corp

  Pittsburgh, PA · BC capacity
  Mar 1, 1994 → Apr 3, 1995
• Gna Securities, Inc.

  Glen Allen, VA · BC capacity
  Aug 31, 1993 → Mar 9, 1994
• The Equitable Life Assurance Society Of The United States

  New York, NY · BC capacity
  Feb 16, 1993 → May 4, 1993

Source & corrections

Where this page comes from

Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.

Data compiled Aug 20, 2026. Source: BROKERCHECK. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.