Richard Paul Grodzicki

CRD 230547 · Morgan Stanley · Atlanta, GA

IA RegisteredBroker

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (6): Series 65Series 63Series 7TOSIEPCSeries 1
Registered states (24): Alabama · Arizona · California · Colorado · Connecticut · Delaware · District Of Columbia · Florida · Georgia · Illinois · Iowa · Kansas · Louisiana · Maryland · Massachusetts · Michigan · Nebraska · New York · North Carolina · Ohio · South Carolina · Tennessee · Texas · Virginia
Years in the industry (source record): 52
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

The official record for CRD 230547 contains one or more disclosure events as of Aug 20, 2026.

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Current firm

From the firm record

Firm: Morgan Stanley
Firm CRD: 149777
SEC number: 801-70103
Assets under management: $2.0T as of Jun 30, 2026
Website: www.morganstanley.com ↗
Phone: 914-225-5510
Firm location: Purchase, NY, 10577-2530

Employment history (8)

From the source registration record · current first

Morgan StanleyCurrent
Atlanta, GA · IA capacity

May 31, 2024 → present
Ubs Financial Services Inc.
IA capacity

Mar 11, 2009 → Jun 10, 2024
Ubs Financial Services Inc.
BD capacity

Feb 27, 2009 → Jun 10, 2024
Citigroup Global Markets Inc.
IA capacity

Apr 17, 2003 → Mar 20, 2009
Citigroup Global Markets Inc.
BD capacity

May 23, 1988 → Mar 20, 2009
Kidder, Peabody & Co. Incorporated
BD capacity

Jun 3, 1982 → May 23, 1988
Drexel Burnham Lambert Incorporated
BD capacity

Jan 17, 1977 → Jun 10, 1982
Merrill Lynch, Pierce, Fenner & Smith, Inc.
BD capacity

Jan 28, 1974 → Jan 31, 1977

Source & corrections

Where this page comes from

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