Ronald Guirnalda

CRD 2307655 · Merrill Lynch, Pierce, Fenner & Smith Incorporated · Livermore, CA

IA RegisteredBroker

Also appears in the source record as: Ron Guirnalda; Ronald Alino Guirnalda

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (9): SIESeries 3Series 7Series 10Series 9Series 24Series 8Series 66Series 63
Registered states (53): Alabama · Alaska · Arizona · Arkansas · California · Colorado · Connecticut · Delaware · District Of Columbia · Florida · Georgia · Hawaii · Idaho · Illinois · Indiana · Iowa · Kansas · Kentucky · Louisiana · Maine · Maryland · Massachusetts · Michigan · Minnesota · Mississippi · Missouri · Montana · Nebraska · Nevada · New Hampshire · New Jersey · New Mexico · New York · North Carolina · North Dakota · Ohio · Oklahoma · Oregon · Pennsylvania · Puerto Rico · Rhode Island · South Carolina · South Dakota · Tennessee · Texas · Utah · Vermont · Virgin Islands · Virginia · Washington · West Virginia · Wisconsin · Wyoming
Years in the industry (source record): 30
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated
Firm CRD: 7691
SEC number: 801-14235
Assets under management: $1.8T as of Jun 29, 2026
Website: www.merrilledge.com/GUIDED-INVESTING ↗
Phone: 800-637-7455
Firm location: New York, NY, 10036

Employment history (10)

From the source registration record · current first

Merrill Lynch, Pierce, Fenner & Smith IncorporatedCurrent
Livermore, CA · IA capacity

start not retrieved → present
Merrill Lynch, Pierce, Fenner & Smith IncorporatedCurrent
Livermore, CA · BC capacity

start not retrieved → present
Morgan Stanley
San Francisco, CA · IA capacity

Jul 20, 2016 → May 22, 2018
Morgan Stanley
San Francisco, CA · BC capacity

Jul 19, 2016 → May 22, 2018
Wells Fargo Advisors, LLC
San Francisco, CA · IA capacity

Sep 25, 2012 → Jul 20, 2016
Wells Fargo Advisors, LLC
San Francisco, CA · BC capacity

Sep 25, 2012 → Jul 20, 2016
Ameriprise Financial Services, Inc.
Redwood City, CA · IA capacity

Jul 26, 2010 → Sep 7, 2010
Ameriprise Financial Services, Inc.
Redwood City, CA · BC capacity

Jul 23, 2010 → Sep 7, 2010
Ubs Financial Services Inc.
Walnut Creek, CA · IA capacity

Aug 13, 1999 → Dec 5, 2005
Ubs Financial Services Inc.
Weehawken, NJ · BC capacity

Nov 4, 1997 → Dec 5, 2005

Source & corrections

Where this page comes from

Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.

SEC IAPD record for CRD 2307655 ↗ FINRA BrokerCheck record for CRD 2307655 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

Data compiled Aug 20, 2026. Source: BROKERCHECK. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.

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