Rock Navamuel

CRD 2308982 · Fidelity Brokerage Services LLC · Coral Gables, FL

IA RegisteredBroker

Also appears in the source record as: Rock Edward Navamuel; Rock E Navamuel

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (10): SIESeries 31Series 7Series 24Series 10Series 9Series 23Series 8Series 66Series 63
Registered states (5): Florida · New York · Texas · Virginia · Wisconsin
Years in the industry (source record): 33
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Fidelity Brokerage Services LLC
Firm CRD: 7784
SEC number: Not yet retrieved from the source record
Assets under management: Not yet retrieved from the source record
Website: Not yet retrieved from the source record
Phone: Not yet retrieved from the source record
Firm location: Not yet retrieved from the source record

Employment history (17)

From the source registration record · current first

Strategic Advisers LLCCurrent
Davie, FL · IA capacity

start not retrieved → present
Fidelity Brokerage Services LLCCurrent
Coral Gables, FL · BC capacity

start not retrieved → present
Fidelity Personal And Workplace Advisors
Coral Gables, FL · IA capacity

Jul 1, 2020 → Mar 31, 2025
Hsbc Securities (USA) Inc.
Miami Beach, FL · IA capacity

Mar 24, 2014 → Jun 5, 2020
Hsbc Securities (USA) Inc.
Miami Beach, FL · BC capacity

Mar 14, 2014 → Jun 5, 2020
Tiaa-Cref Advice And Planning Services
Coral Gables, FL · IA capacity

Sep 14, 2012 → Mar 3, 2014
Tiaa-Cref Individual & Institutional Services, LLC
Coral Gables, FL · BC capacity

Sep 13, 2012 → Mar 3, 2014
Lpl Financial LLC
Miramar, FL · IA capacity

Dec 20, 2012 → Jan 8, 2013
Lpl Financial LLC
Miramar, FL · BC capacity

Dec 18, 2012 → Jan 8, 2013
Suntrust Investment Services, Inc.
Miami, FL · IA capacity

Mar 4, 2008 → Aug 24, 2012
Suntrust Investment Services, Inc.
Miami, FL · BC capacity

Feb 27, 2008 → Aug 24, 2012
Td Ameritrade, Inc.
Ft. Lauderdale, FL · IA capacity

Nov 21, 2007 → Feb 28, 2008
Amerivest Investment Management, LLC
Ft. Lauderdale, FL · IA capacity

Nov 21, 2007 → Feb 28, 2008
Td Ameritrade, Inc.
Ft. Lauderdale, FL · BC capacity

Nov 20, 2007 → Feb 28, 2008
Charles Schwab & Co., Inc.
Coral Gables, FL · IA capacity

Jul 27, 1995 → Oct 10, 2007
Charles Schwab & Co., Inc.
Coral Gables, FL · BC capacity

Jul 21, 1995 → Oct 10, 2007
Chatfield Dean & Co., Inc.
Greenwood Village, CO · BC capacity

Jan 25, 1993 → Feb 26, 1993

Source & corrections

Where this page comes from

Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.

SEC IAPD record for CRD 2308982 ↗ FINRA BrokerCheck record for CRD 2308982 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

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Preview release — partial coverage. This is a public-records lookup tool, not investment advice, not a recommendation, and not an endorsement of any advisor. Registration status shown here is a copy of a government record and may be out of date; always confirm against SEC IAPD and FINRA BrokerCheck before acting.