Ralph Lomando

CRD 2309699 · J.P. Morgan Securities LLC · New York, NY

Broker

Also appears in the source record as: Ralph James Lomando

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Not registered in this capacity
Exams passed (7): Series 99TOSeries 57TOSIESeries 55Series 7Series 24Series 63
Registered states: Not yet retrieved from the source record
Years in the industry (source record): 31
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: J.P. Morgan Securities LLC
Firm CRD: 79
SEC number: 801-3702
Assets under management: $429.7B as of Jun 30, 2026
Website: wealthpartners.jpmorgan.com ↗
Phone: 800-999-2000
Firm location: New York, NY, 10017

Employment history (17)

From the source registration record · current first

J.P. Morgan Securities LLCCurrent
New York, NY · BC capacity

start not retrieved → present
Beacon Gate LLC
Holland, MI · BC capacity

Dec 5, 2011 → May 7, 2014
G-2 Trading,llc
New York, NY · BC capacity

May 4, 2007 → May 7, 2014
Rbc Capital Markets Corporation
New York, NY · BC capacity

Jun 20, 2008 → Oct 2, 2009
Hold Brothers On-Line Investment Services L.L.C.
New York, NY · BC capacity

May 30, 2006 → May 1, 2007
Smf Trading, Inc.
New York, NY · BC capacity

Sep 8, 2005 → May 10, 2006
Stephen M. Ferretti, Inc.
New York, NY · BC capacity

Jun 16, 2005 → Sep 9, 2005
Fano Securities LLC
New York, NY · BC capacity

Jul 12, 2004 → Mar 7, 2005
Yamner & Co., Inc.
Waldwick, NJ · BC capacity

Aug 1, 2003 → Jul 9, 2004
Monarch Financial Corporation Of America
New York, NY · BC capacity

May 2, 2003 → Jul 30, 2003
World Financial Services, Inc.
New York, NY · BC capacity

Sep 4, 2002 → Jul 30, 2003
Ndb Capital Markets, LP
New York, NY · BC capacity

Sep 22, 1998 → Jun 28, 2002
Sharpe Capital, Inc.
New York, NY · BC capacity

Mar 3, 1997 → Sep 2, 1998
Aegis Capital Corp.
New York, NY · BC capacity

Sep 16, 1996 → Feb 27, 1997
Cantor Fitzgerald & Co.
New York, NY · BC capacity

Apr 26, 1996 → Oct 31, 1996
Spear, Leeds & Kellogg
New York, NY · BC capacity

Aug 29, 1995 → May 3, 1996
Nash, Weiss & Co.
Jersey City, NJ · BC capacity

Jan 10, 1994 → Aug 23, 1995

Source & corrections

Where this page comes from

Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.

SEC IAPD record for CRD 2309699 ↗ FINRA BrokerCheck record for CRD 2309699 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

Data compiled Aug 20, 2026. Source: BROKERCHECK. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.

Preview release — partial coverage. This is a public-records lookup tool, not investment advice, not a recommendation, and not an endorsement of any advisor. Registration status shown here is a copy of a government record and may be out of date; always confirm against SEC IAPD and FINRA BrokerCheck before acting.