Alex Muscati
Registration & licensing
As recorded in SEC IAPD / FINRA BrokerCheck
- Broker-dealer registration
- Active
- Investment adviser registration
- Active
- Exams passed (5)
- Series 65Series 63SIESeries 31Series 7
- Registered states (37)
- Alabama · Arizona · California · Colorado · Connecticut · District Of Columbia · Florida · Georgia · Hawaii · Idaho · Illinois · Indiana · Maine · Maryland · Massachusetts · Michigan · Missouri · Nebraska · New Hampshire · New Jersey · New Mexico · New York · North Carolina · Ohio · Oregon · Pennsylvania · Rhode Island · South Carolina · Tennessee · Texas · Utah · Virgin Islands · Virginia · Washington · West Virginia · Wisconsin · Wyoming
- Years in the industry (source record)
- 33
- Professional designations
- Not yet retrieved from the source record
Disclosures
Copied from the official record
The official record for CRD 2311373 contains one or more disclosure events as of Aug 20, 2026.
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Current firm
From the firm record
- Firm
- Morgan Stanley
- Firm CRD
- 149777
- SEC number
- 801-70103
- Assets under management
- $2.0T as of Jun 30, 2026
- Website
- www.morganstanley.com ↗
- Phone
- 914-225-5510
- Firm location
- Purchase, NY, 10577-2530
Employment history (11)
From the source registration record · current first
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Jan 27, 2012 → present
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Nov 4, 2004 → Jan 24, 2012
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Oct 29, 2004 → Jan 24, 2012
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Wachovia Securities, LLCBD capacityJul 1, 2003 → Nov 16, 2004
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Wachovia Securities, LLCIA capacityJul 1, 2003 → Nov 16, 2004
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Prudential Securities IncorporatedIA capacityOct 1, 1999 → Jul 1, 2003
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Prudential Securities IncorporatedBD capacitySep 14, 1999 → Jul 1, 2003
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Salomon Smith Barney Inc.BD capacityAug 25, 1994 → Sep 23, 1999
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Ids Life Insurance CompanyBD capacityMay 24, 1994 → Aug 15, 1994
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American Express Financial Advisors Inc.BD capacityMay 24, 1994 → Aug 15, 1994
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Chatfield Dean & Co., Inc.BD capacityNov 26, 1993 → Jan 13, 1994
Source & corrections
Where this page comes from
Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.
Data compiled Aug 20, 2026. Source: IAPD_SEARCH. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.