Jon Hong

CRD 2312858 · J.P. Morgan Securities LLC · Upland, CA

IA RegisteredBroker

Also appears in the source record as: John H Hong; Jon Ho Hong; Jun Ho Hong; Jun Hong

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (11): Series 57TOSIESeries 55Series 7Series 10Series 9Series 8Series 24Series 4Series 66Series 63
Registered states (12): Arizona · California · Colorado · Florida · Idaho · Indiana · Massachusetts · Ohio · Oregon · Texas · Utah · Washington
Years in the industry (source record): 31
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: J.P. Morgan Securities LLC
Firm CRD: 79
SEC number: 801-3702
Assets under management: $429.7B as of Jun 30, 2026
Website: wealthpartners.jpmorgan.com ↗
Phone: 800-999-2000
Firm location: New York, NY, 10017

Employment history (13)

From the source registration record · current first

J.P. Morgan Securities LLCCurrent
Upland, CA · BC capacity

start not retrieved → present
J.P. Morgan Securities LLCCurrent
Upland, CA · IA capacity

start not retrieved → present
J.P. Morgan Securities LLCCurrent
Upland, CA · IA capacity

start not retrieved → present
Td Ameritrade, Inc.
Chino, CA · IA capacity

Feb 27, 2018 → Sep 11, 2019
Td Ameritrade Investment Management, LLC
Chino, CA · IA capacity

Feb 26, 2018 → Sep 11, 2019
Td Ameritrade, Inc.
Chino, CA · BC capacity

Feb 26, 2018 → Sep 11, 2019
Scottrade Investment Management
Saint Louis, MO · IA capacity

Jan 19, 2017 → Feb 26, 2018
Scottrade, Inc.
Chino, CA · BC capacity

Jul 6, 2000 → Feb 26, 2018
Kennedy, Cabot & Co.
Beverly Hills, CA · BC capacity

Aug 24, 1995 → Nov 7, 1997
Asb Financial Services
Irvine, CA · BC capacity

Jun 8, 1995 → Aug 17, 1995
H.J. Meyers & Co., Inc.
Rochester, NY · BC capacity

Jan 31, 1994 → Feb 21, 1995
Smith Barney Shearson Inc.
New York, NY · BC capacity

Jul 31, 1993 → Sep 29, 1993
Lehman Brothers Inc.
New York, NY · BC capacity

Mar 25, 1993 → Jul 31, 1993

Source & corrections

Where this page comes from

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