Timothy Martin Hickman

CRD 2313639 · Merrill Lynch, Pierce, Fenner & Smith Incorporated · The Woodlands, TX

IA RegisteredBroker

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (6): Series 66Series 63SIESeries 31Series 7Series 6
Registered states (31): Arizona · Arkansas · California · Colorado · Connecticut · Delaware · District Of Columbia · Florida · Georgia · Illinois · Indiana · Kansas · Louisiana · Maryland · Massachusetts · Michigan · Minnesota · Missouri · Nevada · New Jersey · New Mexico · New York · North Carolina · Ohio · Oregon · Pennsylvania · South Dakota · Texas · Utah · Vermont · Virginia
Years in the industry (source record): 33
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated
Firm CRD: 7691
SEC number: 801-14235
Assets under management: $1.8T as of Jun 29, 2026
Website: www.merrilledge.com/GUIDED-INVESTING ↗
Phone: 800-637-7455
Firm location: New York, NY, 10036

Employment history (8)

From the source registration record · current first

Merrill Lynch, Pierce, Fenner & Smith IncorporatedCurrent
The Woodlands, TX · IA capacity

Jul 10, 2009 → present
Merrill Lynch, Pierce, Fenner & Smith IncorporatedCurrent
The Woodlands, TX · BC capacity

start not retrieved → present
Ubs Financial Services Inc.
BD capacity

Jul 10, 1995 → Aug 3, 2009
Ubs Financial Services Inc.
IA capacity

Jun 26, 1995 → Aug 3, 2009
Painewebber Incorporated
BD capacity

Jun 26, 1995 → Jul 18, 1995
Banc One Securities Corporation
BD capacity

Apr 13, 1994 → Jun 23, 1995
Metropolitan Life Insurance Company
BD capacity

Jan 23, 1993 → Apr 6, 1994
Metlife Securities Inc.
BD capacity

Jan 23, 1993 → Apr 6, 1994

Source & corrections

Where this page comes from

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SEC IAPD record for CRD 2313639 ↗ FINRA BrokerCheck record for CRD 2313639 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

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