Audrey Gross Tuckerman

CRD 2314775 · Merrill Lynch, Pierce, Fenner & Smith Incorporated · Columbus, OH

IA RegisteredBroker

Also appears in the source record as: Audrey G Gross; Audrey Gail Gross; Audrey Gail Tuckerman

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (4): Series 65Series 63SIESeries 7
Registered states (38): Alabama · Arizona · California · Colorado · Connecticut · Delaware · District Of Columbia · Florida · Georgia · Illinois · Indiana · Iowa · Kansas · Kentucky · Maryland · Massachusetts · Michigan · Minnesota · Missouri · Montana · Nebraska · Nevada · New Jersey · New York · North Carolina · Ohio · Oklahoma · Oregon · Pennsylvania · South Carolina · Tennessee · Texas · Utah · Vermont · Virginia · Washington · Wisconsin · Wyoming
Years in the industry (source record): 33
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

The official record for CRD 2314775 contains one or more disclosure events as of Aug 20, 2026.

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Current firm

From the firm record

Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated
Firm CRD: 7691
SEC number: 801-14235
Assets under management: $1.8T as of Jun 29, 2026
Website: www.merrilledge.com/GUIDED-INVESTING ↗
Phone: 800-637-7455
Firm location: New York, NY, 10036

Employment history (4)

From the source registration record · current first

Merrill Lynch, Pierce, Fenner & Smith IncorporatedCurrent
Columbus, OH · IA capacity

Jun 8, 2005 → present
Merrill Lynch, Pierce, Fenner & Smith IncorporatedCurrent
Columbus, OH · BC capacity

start not retrieved → present
Ubs Financial Services Inc.
IA capacity

Aug 16, 1999 → Jun 17, 2005
Ubs Financial Services Inc.
BD capacity

Jan 29, 1993 → Jun 17, 2005

Source & corrections

Where this page comes from

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