Kevin H. Gay
Also appears in the source record as: Kevin H Gay; Kevin Howard Gay
Registration & licensing
As recorded in SEC IAPD / FINRA BrokerCheck
- Broker-dealer registration
- Active
- Investment adviser registration
- Active
- Exams passed (4)
- SIESeries 7Series 6Series 66
- Registered states (9)
- Arizona · California · Colorado · Florida · Kentucky · Nevada · Ohio · Texas · Virginia
- Years in the industry (source record)
- 26
- Professional designations
- Not yet retrieved from the source record
Disclosures
Copied from the official record
No disclosure events are flagged in the source record as of Aug 20, 2026.
This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.
Current firm
From the firm record
- Firm
- Fidelity Brokerage Services LLC
- Firm CRD
- 7784
- SEC number
- Not yet retrieved from the source record
- Assets under management
- Not yet retrieved from the source record
- Website
- Not yet retrieved from the source record
- Phone
- Not yet retrieved from the source record
- Firm location
- Not yet retrieved from the source record
Employment history (17)
From the source registration record · current first
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start not retrieved → present
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start not retrieved → present
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Fidelity Personal And Workplace AdvisorsCovington, KY · IA capacityJan 26, 2022 → Mar 31, 2025
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Allstate Financial Advisors, LLCTwinsburg, OH · IA capacitySep 20, 2019 → Aug 10, 2021
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Allstate Financial Services, LLCTwinsburg, OH · BC capacitySep 20, 2019 → Aug 10, 2021
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Pnc InvestmentsCleveland, OH · IA capacityMar 23, 2017 → Jul 2, 2019
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Pnc InvestmentsCleveland, OH · BC capacityMar 22, 2017 → Jul 2, 2019
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Valic Financial Advisors, Inc.Independence, OH · IA capacityMay 23, 2016 → Mar 9, 2017
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Valic Financial Advisors, Inc.Independence, OH · BC capacityMay 23, 2016 → Mar 9, 2017
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Lineweaver Wealth AdvisorsValley View, OH · IA capacityNov 23, 2015 → May 23, 2016
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Triad Advisors, Inc.Valley View, OH · BC capacityNov 18, 2015 → May 10, 2016
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Charles Schwab & Co., Inc.Richfield, OH · IA capacityAug 9, 2005 → Oct 16, 2015
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Charles Schwab & Co., Inc.Richfield, OH · BC capacityAug 9, 2005 → Oct 16, 2015
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Pruco Securities, LLC.Newark, NJ · BC capacitySep 7, 2004 → Apr 6, 2005
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Mcdonald Investments Inc.Cleveland, OH · IA capacityApr 13, 2004 → Sep 15, 2004
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Mcdonald Investments Inc.Cleveland, OH · BC capacityApr 13, 2004 → Sep 15, 2004
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Aig Sunamerica Capital Services, Inc.Jersey City, NJ · BC capacityJan 2, 2000 → May 19, 2003
Source & corrections
Where this page comes from
Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.
Data compiled Aug 20, 2026. Source: BROKERCHECK. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.