Michael Anthony Delorenzo

CRD 2316054 · Merrill Lynch, Pierce, Fenner & Smith Incorporated · Houston, TX

IA RegisteredBroker

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (10): Series 52TOSeries 31SIESeries 7Series 10Series 9Series 53Series 24Series 65Series 63
Registered states (53): Alabama · Alaska · Arizona · Arkansas · California · Colorado · Connecticut · Delaware · District Of Columbia · Florida · Georgia · Hawaii · Idaho · Illinois · Indiana · Iowa · Kansas · Kentucky · Louisiana · Maine · Maryland · Massachusetts · Michigan · Minnesota · Mississippi · Missouri · Montana · Nebraska · Nevada · New Hampshire · New Jersey · New Mexico · New York · North Carolina · North Dakota · Ohio · Oklahoma · Oregon · Pennsylvania · Puerto Rico · Rhode Island · South Carolina · South Dakota · Tennessee · Texas · Utah · Vermont · Virgin Islands · Virginia · Washington · West Virginia · Wisconsin · Wyoming
Years in the industry (source record): 33
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated
Firm CRD: 7691
SEC number: 801-14235
Assets under management: $1.8T as of Jun 29, 2026
Website: www.merrilledge.com/GUIDED-INVESTING ↗
Phone: 800-637-7455
Firm location: New York, NY, 10036

Employment history (14)

From the source registration record · current first

Merrill Lynch, Pierce, Fenner & Smith IncorporatedCurrent
Houston, TX · IA capacity

start not retrieved → present
Merrill Lynch, Pierce, Fenner & Smith IncorporatedCurrent
Houston, TX · BC capacity

start not retrieved → present
Ameriprise Financial Services, Inc.
Minneapolis, MN · IA capacity

Mar 8, 2010 → Jan 6, 2020
Ameriprise Financial Services, Inc.
Minneapolis, MN · BC capacity

Mar 4, 2010 → Jan 6, 2020
Morgan Stanley Smith Barney LLC
Santa Ana, CA · IA capacity

Jun 1, 2009 → Mar 9, 2010
Morgan Stanley Smith Barney
Santa Ana, CA · BC capacity

Jun 1, 2009 → Mar 9, 2010
Morgan Stanley & Co. Incorporated
Santa Ana, CA · IA capacity

Jul 29, 2008 → Jun 1, 2009
Morgan Stanley & Co. Incorporated
Santa Ana, CA · BC capacity

Jul 11, 2008 → Jun 1, 2009
Citigroup Global Markets Inc.
Anaheim, CA · IA capacity

May 29, 2007 → Jul 28, 2008
Citigroup Global Markets Inc.
Anaheim, CA · BC capacity

May 29, 2007 → Jul 28, 2008
Citicorp Investment Services
Huntington Beach, CA · IA capacity

Jun 25, 2002 → May 29, 2007
Citicorp Investment Services
Huntington Beach, CA · BC capacity

Oct 9, 2000 → May 29, 2007
Cal Fed Investments
Sacramento, CA · BC capacity

Nov 11, 2002 → Feb 5, 2003
Ids Life Insurance Company
Minneapolis, MN · BC capacity

Apr 15, 1993 → Oct 19, 2000

Source & corrections

Where this page comes from

Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.

SEC IAPD record for CRD 2316054 ↗ FINRA BrokerCheck record for CRD 2316054 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

Data compiled Aug 20, 2026. Source: BROKERCHECK. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.

Preview release — partial coverage. This is a public-records lookup tool, not investment advice, not a recommendation, and not an endorsement of any advisor. Registration status shown here is a copy of a government record and may be out of date; always confirm against SEC IAPD and FINRA BrokerCheck before acting.