Leslie A Ashton

CRD 2320079 · Wells Fargo Advisors · Salt Lake City, UT

IA RegisteredBroker

Also appears in the source record as: Leslie Ann Ashton

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (5): SIESeries 7Series 6Series 65Series 63
Registered states (4): California · Nevada · Texas · Utah
Years in the industry (source record): 30
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Wells Fargo Advisors
Firm CRD: 19616
SEC number: 801-37967
Assets under management: $671.4B as of Jun 23, 2026
Website: www.twitter.com/WFINVESTING ↗
Phone: 314-875-3000
Firm location: St. Louis, MO, 63103-2205

Employment history (19)

From the source registration record · current first

Wells Fargo Clearing Services, LLCCurrent
Salt Lake City, UT · BC capacity

start not retrieved → present
Wells Fargo Clearing Services, LLCCurrent
Salt Lake City, UT · IA capacity

start not retrieved → present
Wells Fargo Clearing Services, LLCCurrent
Salt Lake City, UT · IA capacity

start not retrieved → present
Wells Fargo AdvisorsCurrent
Salt Lake City, UT · IA capacity

start not retrieved → present
Wells Fargo AdvisorsCurrent
Salt Lake City, UT · IA capacity

start not retrieved → present
Bancwest Investment Services, Inc. (Bwis) And Bwis D/B/A Fhis
Salt Lake City, UT · IA capacity

Sep 17, 2014 → Jun 4, 2018
Bancwest Investment Services, Inc.
Salt Lake City, UT · BC capacity

Sep 16, 2014 → Jun 4, 2018
Merrill Lynch, Pierce, Fenner & Smith Incorporated
San Francisco, CA · IA capacity

Jan 28, 2013 → Apr 2, 2014
Merrill Lynch, Pierce, Fenner & Smith Incorporated
San Francisco, CA · BC capacity

Oct 4, 2012 → Apr 2, 2014
U.S. Bancorp Investments, Inc.
Salt Lake City, UT · BC capacity

Jan 20, 2011 → Mar 6, 2012
Morgan Stanley Investment Advisors Inc.
New York, NY · IA capacity

Nov 17, 2005 → Feb 11, 2009
Van Kampen Funds Inc.
Houston, TX · BC capacity

Feb 15, 2000 → Feb 11, 2009
Morgan Stanley Distribution, Inc.
New York, NY · BC capacity

Feb 13, 2004 → Apr 22, 2008
Zions Investment Securities, Inc.
Salt Lake City, UT · BC capacity

Apr 1, 1998 → Mar 2, 2000
Citicorp Investment Services
Long Island City, NY · BC capacity

Dec 6, 1995 → Apr 15, 1998
Chevy Chase Securities, Inc.
Bethesda, MD · BC capacity

May 19, 1995 → Oct 23, 1995
Centaurus Financial, Inc.
Anaheim, CA · BC capacity

Nov 26, 1993 → May 9, 1995
Multi-Financial Securities Corporation
Greenwood Village, CO · BC capacity

Jun 9, 1993 → Sep 21, 1993
Sunamerica Securities, Inc.
Phoenix, AZ · BC capacity

Mar 22, 1993 → Apr 22, 1993

Source & corrections

Where this page comes from

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