David Andrew Hatz

CRD 2320974 · Morgan Stanley · Aventura, FL

IA RegisteredBroker

Also appears in the source record as: David Hatz

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (3): Series 63SIESeries 7
Registered states (27): Alabama · Alaska · Arizona · California · Colorado · Florida · Georgia · Illinois · Kansas · Maryland · Massachusetts · Michigan · Mississippi · Nevada · New Jersey · New Mexico · New York · North Carolina · Oregon · Pennsylvania · Puerto Rico · South Carolina · Texas · Utah · Virginia · Washington · Wisconsin
Years in the industry (source record): 33
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Morgan Stanley
Firm CRD: 149777
SEC number: 801-70103
Assets under management: $2.0T as of Jun 30, 2026
Website: www.morganstanley.com ↗
Phone: 914-225-5510
Firm location: Purchase, NY, 10577-2530

Employment history (11)

From the source registration record · current first

Morgan StanleyCurrent
Aventura, FL · IA capacity

Apr 1, 2019 → present
Ubs Financial Services Inc.
IA capacity

Sep 14, 2010 → Apr 9, 2019
Ubs Financial Services Inc.
BD capacity

Sep 3, 2010 → Apr 9, 2019
Morgan Stanley Smith Barney
BD capacity

Jun 1, 2009 → Sep 30, 2010
Morgan Stanley Smith Barney LLC
IA capacity

Jun 1, 2009 → Sep 30, 2010
Citigroup Global Markets Inc.
IA capacity

Jun 14, 2005 → Jun 1, 2009
Citigroup Global Markets Inc.
BD capacity

Jun 13, 2005 → Jun 1, 2009
Ubs Financial Services Inc.
BD capacity

Apr 28, 2000 → Jul 8, 2005
Ubs Financial Services Inc.
IA capacity

Apr 28, 2000 → Jul 8, 2005
Cibc World Markets Corp.
BD capacity

Aug 6, 1993 → May 10, 2000
Lehman Brothers Inc.
BD capacity

Apr 15, 1993 → Jun 8, 1993

Source & corrections

Where this page comes from

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