Jacqueline W Kaden

CRD 2321236 · Fidelity Brokerage Services LLC · Redondo Beach, CA

IA RegisteredBroker

Also appears in the source record as: Jacqueline Winters Kaden; Jackie Winter; Jackie Winters; Jacqueline S Winters; Jacqueline Sonia Winters

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (10): SIESeries 3Series 7Series 9Series 10Series 8Series 24Series 27Series 66Series 63
Registered states (6): California · Massachusetts · Oregon · Texas · Utah · Washington
Years in the industry (source record): 29
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Fidelity Brokerage Services LLC
Firm CRD: 7784
SEC number: Not yet retrieved from the source record
Assets under management: Not yet retrieved from the source record
Website: Not yet retrieved from the source record
Phone: Not yet retrieved from the source record
Firm location: Not yet retrieved from the source record

Employment history (7)

From the source registration record · current first

Strategic Advisers LLCCurrent
Redondo Beach, CA · IA capacity

start not retrieved → present
Fidelity Brokerage Services LLCCurrent
Redondo Beach, CA · BC capacity

start not retrieved → present
Fidelity Personal And Workplace Advisors
Torrance, CA · IA capacity

Jul 13, 2018 → Mar 31, 2025
Ubs Financial Services Inc.
Los Angeles, CA · IA capacity

Apr 8, 2002 → Apr 13, 2016
Ubs Financial Services Inc.
Los Angeles, CA · BC capacity

Feb 18, 1998 → Apr 13, 2016
Spectrum Securities, Inc.
Aroura Hills, CA · BC capacity

Sep 10, 1997 → Dec 31, 1997
Smith Culver Investments
San Francisco, CA · BC capacity

Dec 20, 1996 → Aug 28, 1997

Source & corrections

Where this page comes from

Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.

SEC IAPD record for CRD 2321236 ↗ FINRA BrokerCheck record for CRD 2321236 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

Data compiled Aug 20, 2026. Source: BROKERCHECK. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.

Preview release — partial coverage. This is a public-records lookup tool, not investment advice, not a recommendation, and not an endorsement of any advisor. Registration status shown here is a copy of a government record and may be out of date; always confirm against SEC IAPD and FINRA BrokerCheck before acting.