Donna Jean Helm Morris

CRD 2321448 · J.P. Morgan Securities LLC · Palm Beach, FL

IA RegisteredBroker

Also appears in the source record as: Donna J Helm; Donna Jean Helm; Donna J Tafoya; Donna Jean Tafoya; Donna Jean Wegand

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (11): SIESeries 3Series 7Series 9Series 10Series 4Series 24Series 8Series 66Series 65Series 63
Registered states (53): Alabama · Alaska · Arizona · Arkansas · California · Colorado · Connecticut · Delaware · District Of Columbia · Florida · Georgia · Hawaii · Idaho · Illinois · Indiana · Iowa · Kansas · Kentucky · Louisiana · Maine · Maryland · Massachusetts · Michigan · Minnesota · Mississippi · Missouri · Montana · Nebraska · Nevada · New Hampshire · New Jersey · New Mexico · New York · North Carolina · North Dakota · Ohio · Oklahoma · Oregon · Pennsylvania · Puerto Rico · Rhode Island · South Carolina · South Dakota · Tennessee · Texas · Utah · Vermont · Virgin Islands · Virginia · Washington · West Virginia · Wisconsin · Wyoming
Years in the industry (source record): 27
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: J.P. Morgan Securities LLC
Firm CRD: 79
SEC number: 801-3702
Assets under management: $429.7B as of Jun 30, 2026
Website: wealthpartners.jpmorgan.com ↗
Phone: 800-999-2000
Firm location: New York, NY, 10017

Employment history (16)

From the source registration record · current first

J.P. Morgan Securities LLCCurrent
Palm Beach, FL · IA capacity

start not retrieved → present
J.P. Morgan Securities LLCCurrent
Palm Beach, FL · BC capacity

start not retrieved → present
Pnc Investments
Wilmington, DE · IA capacity

Sep 25, 2013 → Jun 2, 2015
Pnc Investments
Wilmington, DE · BC capacity

Sep 25, 2013 → Jun 2, 2015
Morgan Stanley
Greenville, DE · IA capacity

Jun 1, 2009 → Oct 14, 2013
Morgan Stanley
Greenville, DE · BC capacity

Jun 1, 2009 → Oct 14, 2013
Morgan Stanley & Co. Incorporated
Wilmington, DE · IA capacity

May 1, 2007 → Jun 1, 2009
Morgan Stanley & Co. Incorporated
Wilmington, DE · BC capacity

May 1, 2007 → Jun 1, 2009
Finacorp Securities
Irvine, CA · IA capacity

Mar 20, 2007 → Apr 23, 2007
Finacorp Securities
Irvine, CA · BC capacity

Mar 20, 2007 → Apr 23, 2007
Metlife Securities Inc.
Irvine, CA · IA capacity

May 1, 2006 → Dec 20, 2006
Metropolitan Life Insurance Company
Irvine, CA · BC capacity

Apr 27, 2006 → Dec 20, 2006
Metlife Securities Inc.
Irvine, CA · BC capacity

Apr 27, 2006 → Dec 20, 2006
First Allied Securities, Inc.
San Diego, CA · BC capacity

Oct 21, 2005 → Apr 17, 2006
Citigroup Global Markets Inc.
New York, NY · BC capacity

Sep 24, 1997 → Sep 23, 2004
Citigroup Global Markets Inc.
Rancho Bernardo, CA · IA capacity

Jul 8, 1997 → Sep 23, 2004

Source & corrections

Where this page comes from

Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.

SEC IAPD record for CRD 2321448 ↗ FINRA BrokerCheck record for CRD 2321448 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

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Preview release — partial coverage. This is a public-records lookup tool, not investment advice, not a recommendation, and not an endorsement of any advisor. Registration status shown here is a copy of a government record and may be out of date; always confirm against SEC IAPD and FINRA BrokerCheck before acting.