Darin Scott Miller

CRD 2321816 · Wells Fargo Advisors · Rolling Hills Estates, CA

IA RegisteredBroker

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (9): SIESeries 3Series 31Series 7Series 62Series 10Series 9Series 65Series 63
Registered states (16): Alaska · Arizona · Arkansas · California · Colorado · Florida · Illinois · Massachusetts · Nevada · New York · Oklahoma · Oregon · South Carolina · Tennessee · Utah · Washington
Years in the industry (source record): 32
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

The official record for CRD 2321816 contains one or more disclosure events as of Aug 20, 2026.

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Current firm

From the firm record

Firm: Wells Fargo Advisors
Firm CRD: 19616
SEC number: 801-37967
Assets under management: $671.4B as of Jun 23, 2026
Website: www.twitter.com/WFINVESTING ↗
Phone: 314-875-3000
Firm location: St. Louis, MO, 63103-2205

Employment history (11)

From the source registration record · current first

Wells Fargo AdvisorsCurrent
Rolling Hills Estates, CA · IA capacity

start not retrieved → present
Wells Fargo Clearing Services, LLCCurrent
Rolling Hills Estates, CA · BC capacity

start not retrieved → present
Prudential Securities Incorporated
Long Beach, CA · IA capacity

Dec 8, 1999 → Jul 1, 2003
Prudential Securities Incorporated
New York, NY · BC capacity

Oct 20, 1999 → Jul 1, 2003
Merrill Lynch, Pierce, Fenner & Smith Incorporated
New York, NY · BC capacity

Apr 17, 1998 → Oct 22, 1999
Dean Witter Reynolds Inc.
Purchase, NY · BC capacity

Feb 7, 1996 → Apr 29, 1998
Toluca Pacific Securities Corp.
Burbank, CA · BC capacity

Jan 31, 1995 → Feb 6, 1996
Meyers Securities Corporation
Rochester, NY · BC capacity

Apr 12, 1994 → Aug 28, 1995
Annandale Securities, Inc.
BC capacity

Apr 4, 1994 → Apr 5, 1994
Corporate Securities Group, Inc.
St. Louis, MO · BC capacity

Sep 27, 1993 → Feb 14, 1994
Chadwick Securities, Inc.
Aliso Viejo, CA · BC capacity

Aug 13, 1993 → Oct 20, 1993

Source & corrections

Where this page comes from

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