Kelly Kiyoshiro Arakaki

CRD 2322134 · Charles Schwab & Co., Inc. · Phoenix, AZ

IA RegisteredBroker

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (5): SIESeries 7Series 6Series 63Series 65
Registered states (29): Arizona · California · Colorado · Connecticut · District Of Columbia · Florida · Georgia · Hawaii · Illinois · Louisiana · Maryland · Massachusetts · Michigan · Missouri · Nevada · New Jersey · New Mexico · New York · Ohio · Oregon · Pennsylvania · South Carolina · South Dakota · Tennessee · Texas · Utah · Virginia · Washington · Wisconsin
Years in the industry (source record): 30
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Charles Schwab & Co., Inc.
Firm CRD: 5393
SEC number: 801-29938
Assets under management: Not yet retrieved from the source record
Website: www.linkedin.com/COMPANY/SCHWAB-ADVISOR-SERVICES ↗
Phone: 415-667-7000
Firm location: San Francisco, CA, 94105

Employment history (16)

From the source registration record · current first

Charles Schwab & Co., Inc.Current
Phoenix, AZ · BC capacity

start not retrieved → present
Charles Schwab & Co., Inc.Current
Phoenix, AZ · IA capacity

start not retrieved → present
Schwab Wealth Advisory, Inc.Current
Phoenix, AZ · IA capacity

start not retrieved → present
Usaa Financial Planning Services
Phoenix, AZ · IA capacity

Apr 27, 2010 → Dec 2, 2014
Usaa Financial Advisors, Inc.
Phoenix, AZ · BC capacity

Apr 13, 2010 → Dec 2, 2014
Massachusetts Mutual Life Insurance Company
Glendale, AZ · IA capacity

Dec 5, 2006 → Apr 28, 2009
Mml Investors Services, Inc.
Springfield, MA · BC capacity

Apr 25, 2006 → Apr 28, 2009
Mml Investors Services, Inc.
Glendale, AZ · IA capacity

May 8, 2006 → Nov 28, 2006
Morningstar Investment Services,inc
Chicago, IL · IA capacity

Jun 16, 2004 → Jan 18, 2006
Morningstar Investment Services, Inc.
Chicago, IL · BC capacity

Mar 22, 2004 → Jan 18, 2006
Tower Square Securities, Inc.
El Segundo, CA · BC capacity

May 31, 2002 → Dec 31, 2003
Sun Life Of Canada (U.S.) Distributors, Inc.
Wellesley Hills, MA · BC capacity

Aug 24, 1999 → Apr 17, 2002
Pilgrim Securities, Inc.
Windsor, CT · BC capacity

Jul 29, 1998 → May 10, 1999
National Planning Corporation
Los Angeles, CA · BC capacity

Feb 16, 1998 → Aug 5, 1998
Jackson National Life Distributors, Inc.
Franklin, TN · BC capacity

Aug 1, 1996 → Mar 15, 1998
Sunamerica Securities, Inc.
Phoenix, AZ · BC capacity

Dec 7, 1994 → Dec 20, 1995

Source & corrections

Where this page comes from

Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.

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Data compiled Aug 20, 2026. Source: IAPD_SEARCH. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.

Preview release — partial coverage. This is a public-records lookup tool, not investment advice, not a recommendation, and not an endorsement of any advisor. Registration status shown here is a copy of a government record and may be out of date; always confirm against SEC IAPD and FINRA BrokerCheck before acting.