Gregg David Lazarescu

CRD 2325004 · Wells Fargo Advisors · New York, NY

IA RegisteredBroker

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (7): SIESeries 31Series 7Series 6Series 26Series 65Series 63
Registered states (21): California · Colorado · Connecticut · Delaware · Florida · Georgia · Maine · Maryland · Massachusetts · Missouri · Nevada · New Jersey · New Mexico · New York · North Carolina · Ohio · Oregon · Pennsylvania · Texas · Vermont · Virginia
Years in the industry (source record): 33
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

The official record for CRD 2325004 contains one or more disclosure events as of Aug 20, 2026.

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Current firm

From the firm record

Firm: Wells Fargo Advisors
Firm CRD: 19616
SEC number: 801-37967
Assets under management: $671.4B as of Jun 23, 2026
Website: www.twitter.com/WFINVESTING ↗
Phone: 314-875-3000
Firm location: St. Louis, MO, 63103-2205

Employment history (17)

From the source registration record · current first

Wells Fargo Clearing Services, LLCCurrent
New York, NY · BC capacity

start not retrieved → present
Wells Fargo Clearing Services, LLCCurrent
Rumson, NJ · IA capacity

start not retrieved → present
Wells Fargo Clearing Services, LLCCurrent
New York, NY · IA capacity

start not retrieved → present
Wells Fargo AdvisorsCurrent
Rumson, NJ · IA capacity

start not retrieved → present
Wells Fargo AdvisorsCurrent
New York, NY · IA capacity

start not retrieved → present
Morgan Stanley Smith Barney LLC
New York, NY · IA capacity

Jun 1, 2009 → Jun 14, 2012
Morgan Stanley Smith Barney
New York, NY · BC capacity

Jun 1, 2009 → Jun 14, 2012
Morgan Stanley & Co. Incorporated
New York, NY · IA capacity

Apr 2, 2007 → Jun 1, 2009
Morgan Stanley & Co. Incorporated
New York, NY · BC capacity

Apr 2, 2007 → Jun 1, 2009
Morgan Stanley
New York, NY · IA capacity

Feb 10, 2006 → Apr 2, 2007
Morgan Stanley Dw Inc.
New York, NY · BC capacity

Feb 10, 2006 → Apr 2, 2007
Chase Investment Services Corp.
New York, NY · IA capacity

Aug 14, 1997 → Feb 14, 2006
Chase Investment Services Corp.
Chicago, IL · BC capacity

Sep 18, 1996 → Feb 14, 2006
Citicorp Investment Services
Long Island City, NY · BC capacity

Nov 8, 1999 → Nov 29, 1999
Chemical Investment Services Corp.
BC capacity

Dec 19, 1994 → Sep 18, 1996
Metropolitan Life Insurance Company
New York, NY · BC capacity

Apr 22, 1993 → Nov 21, 1994
Metlife Securities Inc.
Springfield, MA · BC capacity

Apr 22, 1993 → Nov 21, 1994

Source & corrections

Where this page comes from

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