Thomas Richard Irvine

CRD 2327297 · Wells Fargo Advisors · Old Saybrook, CT

IA RegisteredBroker

Also appears in the source record as: Thomas R Irvine; Thomas Irvine; Tom Irvine

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (7): SIESeries 7Series 6Series 24Series 26Series 66Series 63
Registered states (8): California · Connecticut · Florida · Massachusetts · New York · Rhode Island · Texas · Wyoming
Years in the industry (source record): 30
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Wells Fargo Advisors
Firm CRD: 19616
SEC number: 801-37967
Assets under management: $671.4B as of Jun 23, 2026
Website: www.twitter.com/WFINVESTING ↗
Phone: 314-875-3000
Firm location: St. Louis, MO, 63103-2205

Employment history (10)

From the source registration record · current first

Wells Fargo Clearing Services, LLCCurrent
Old Saybrook, CT · BC capacity

start not retrieved → present
Wells Fargo Clearing Services, LLCCurrent
Old Saybrook, CT · IA capacity

start not retrieved → present
Wells Fargo AdvisorsCurrent
Old Saybrook, CT · IA capacity

start not retrieved → present
Citizens Securities, Inc.
Groton, CT · BC capacity

Jun 3, 2016 → Jan 24, 2018
State Farm Vp Management Corp.
Bloomington, IL · BC capacity

Sep 20, 2013 → Dec 31, 2014
Metlife Securities Inc.
Guilford, CT · BC capacity

Sep 29, 2011 → Dec 6, 2012
Newalliance Investments, Inc.
New Haven, CT · BC capacity

Sep 1, 2009 → May 25, 2011
Bancnorth Investment Group, Inc.
Bedford, NH · BC capacity

Nov 22, 2006 → Aug 26, 2009
Cuna Brokerage Services, Inc.
Waverly, IA · BC capacity

Apr 10, 1996 → Aug 4, 2006
New England Securities
New York, NY · BC capacity

Mar 12, 1993 → Mar 21, 1996

Source & corrections

Where this page comes from

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SEC IAPD record for CRD 2327297 ↗ FINRA BrokerCheck record for CRD 2327297 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

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