Darren L Hugo

CRD 2329387 · Morgan Stanley · Morristown, NJ

IA RegisteredBroker

Also appears in the source record as: Darren Leon Hugo

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (9): Series 65Series 63Series 10Series 24Series 52TOSIESeries 31Series 7Series 6
Registered states (38): Arizona · Arkansas · California · Colorado · Connecticut · Delaware · District Of Columbia · Florida · Georgia · Hawaii · Idaho · Illinois · Kansas · Kentucky · Louisiana · Maine · Maryland · Massachusetts · Michigan · Minnesota · Missouri · Montana · Nevada · New Hampshire · New Jersey · New York · North Carolina · Oregon · Pennsylvania · Rhode Island · South Carolina · South Dakota · Texas · Vermont · Virgin Islands · Virginia · Washington · Wisconsin
Years in the industry (source record): 33
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

The official record for CRD 2329387 contains one or more disclosure events as of Aug 20, 2026.

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Current firm

From the firm record

Firm: Morgan Stanley
Firm CRD: 149777
SEC number: 801-70103
Assets under management: $2.0T as of Jun 30, 2026
Website: www.morganstanley.com ↗
Phone: 914-225-5510
Firm location: Purchase, NY, 10577-2530

Employment history (11)

From the source registration record · current first

Morgan StanleyCurrent
Morristown, NJ · IA capacity

Sep 4, 2020 → present
Ubs Financial Services Inc.
BD capacity

Apr 3, 2009 → Sep 15, 2020
Ubs Financial Services Inc.
IA capacity

Apr 3, 2009 → Sep 15, 2020
Citigroup Global Markets Inc.
BD capacity

Sep 2, 2005 → Apr 23, 2009
Citigroup Global Markets Inc.
IA capacity

Sep 2, 2005 → Apr 23, 2009
Morgan Stanley
IA capacity

Jun 27, 2002 → Sep 8, 2005
Morgan Stanley Dw Inc.
BD capacity

Aug 15, 2001 → Sep 8, 2005
Prudential Securities Incorporated
BD capacity

Jul 13, 2000 → Aug 20, 2001
Pruco Securities Corporation
BD capacity

Mar 20, 1999 → Jul 10, 2000
Gibraltar Securities Co.
BD capacity

Jul 11, 1996 → Mar 16, 1999
Allmerica Investments, Inc.
BD capacity

Mar 18, 1993 → Jul 1, 1996

Source & corrections

Where this page comes from

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