Mark Ventresco
Also appears in the source record as: Mark Angelo Ventresco
Registration & licensing
As recorded in SEC IAPD / FINRA BrokerCheck
- Broker-dealer registration
- Active
- Investment adviser registration
- Active
- Exams passed (8)
- Series 65Series 63Series 10Series 9SIESeries 3Series 31Series 7
- Registered states (53)
- Alabama · Alaska · Arizona · Arkansas · California · Colorado · Connecticut · Delaware · District Of Columbia · Florida · Georgia · Hawaii · Idaho · Illinois · Indiana · Iowa · Kansas · Kentucky · Louisiana · Maine · Maryland · Massachusetts · Michigan · Minnesota · Mississippi · Missouri · Montana · Nebraska · Nevada · New Hampshire · New Jersey · New Mexico · New York · North Carolina · North Dakota · Ohio · Oklahoma · Oregon · Pennsylvania · Puerto Rico · Rhode Island · South Carolina · South Dakota · Tennessee · Texas · Utah · Vermont · Virgin Islands · Virginia · Washington · West Virginia · Wisconsin · Wyoming
- Years in the industry (source record)
- 33
- Professional designations
- Not yet retrieved from the source record
Disclosures
Copied from the official record
The official record for CRD 2330018 contains one or more disclosure events as of Aug 20, 2026.
findmyFA.app does not reproduce, summarise, characterise, or interpret the content of disclosure events. A disclosure event is a category of entry in a regulatory record; it is not, by itself, a finding of wrongdoing. Read the events in full on the official systems:
Current firm
From the firm record
- Firm
- Merrill Lynch, Pierce, Fenner & Smith Incorporated
- Firm CRD
- 7691
- SEC number
- 801-14235
- Assets under management
- $1.8T as of Jun 29, 2026
- Website
- www.merrilledge.com/GUIDED-INVESTING ↗
- Phone
- 800-637-7455
- Firm location
- New York, NY, 10036
Employment history (11)
From the source registration record · current first
-
Jun 14, 2013 → present
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start not retrieved → present
-
Crowell, Weedon & Co.BD capacityApr 5, 2007 → Jun 20, 2013
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Crowell, Weedon & Co.IA capacityApr 5, 2007 → Jun 20, 2013
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Wedbush Morgan Securities Inc.IA capacityJan 9, 2007 → Apr 5, 2007
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Wedbush Morgan Securities Inc.BD capacityJan 7, 2005 → Apr 5, 2007
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Charles Schwab & Co., Inc.BD capacityMay 20, 2003 → Aug 25, 2004
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Charles Schwab & Co., Inc.IA capacityMay 20, 2003 → Aug 25, 2004
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Ubs Painewebber Inc.IA capacityNov 30, 2000 → Feb 14, 2003
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Ubs Painewebber Inc.BD capacityAug 19, 1999 → Feb 14, 2003
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Prudential Securities IncorporatedBD capacityMar 26, 1993 → Aug 24, 1999
Source & corrections
Where this page comes from
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Data compiled Aug 20, 2026. Source: IAPD_SEARCH. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.