Steven Anthony Casella

CRD 2330634 · Merrill Lynch, Pierce, Fenner & Smith Incorporated · New York, NY

IA RegisteredBroker

Also appears in the source record as: Steve Casella

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (4): SIESeries 7Series 65Series 63
Registered states (12): California · Connecticut · Delaware · Florida · Illinois · Massachusetts · Nevada · New Jersey · New York · North Carolina · Pennsylvania · Wyoming
Years in the industry (source record): 33
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated
Firm CRD: 7691
SEC number: 801-14235
Assets under management: $1.8T as of Jun 29, 2026
Website: www.merrilledge.com/GUIDED-INVESTING ↗
Phone: 800-637-7455
Firm location: New York, NY, 10036

Employment history (11)

From the source registration record · current first

Merrill Lynch, Pierce, Fenner & Smith IncorporatedCurrent
New York, NY · IA capacity

start not retrieved → present
Merrill Lynch, Pierce, Fenner & Smith IncorporatedCurrent
New York, NY · BC capacity

start not retrieved → present
Banc Of America Investment Services, Inc.
New York, NY · IA capacity

Nov 16, 2006 → Oct 23, 2009
Banc Of America Investment Services, Inc.
New York, NY · BC capacity

Nov 16, 2006 → Oct 23, 2009
Dominick & Dominick LLC
New York, NY · IA capacity

Mar 17, 2006 → Nov 6, 2006
Dominick & Dominick LLC
New York, NY · BC capacity

Sep 3, 2004 → Nov 6, 2006
Credit Suisse First Boston
New York, NY · IA capacity

Jan 17, 2003 → Sep 21, 2004
Credit Suisse First Boston LLC
New York, NY · BC capacity

Nov 7, 2000 → Sep 21, 2004
Donaldson Lufkin & Jenrette Securities Corporation
New York, NY · IA capacity

Mar 11, 1996 → Jan 17, 2003
Donaldson, Lufkin & Jenrette Securities Corporation
Jersey City, NJ · BC capacity

Mar 11, 1996 → Jan 17, 2003
J.P. Morgan Securities Inc.
New York, NY · BC capacity

Apr 19, 1993 → Mar 19, 1996

Source & corrections

Where this page comes from

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SEC IAPD record for CRD 2330634 ↗ FINRA BrokerCheck record for CRD 2330634 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

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