Andrea L Boccafola

CRD 2331624 · J.P. Morgan Securities LLC · New York, NY

Broker

Also appears in the source record as: Andrea Lee Boccafola; Andrea Lynn Lee; Andrea Lee

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Not registered in this capacity
Exams passed (9): Series 57TOSIESeries 55Series 7Series 4Series 9Series 10Series 24Series 63
Registered states: Not yet retrieved from the source record
Years in the industry (source record): 32
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: J.P. Morgan Securities LLC
Firm CRD: 79
SEC number: 801-3702
Assets under management: $429.7B as of Jun 30, 2026
Website: wealthpartners.jpmorgan.com ↗
Phone: 800-999-2000
Firm location: New York, NY, 10017

Employment history (8)

From the source registration record · current first

J.P. Morgan Securities LLCCurrent
New York, NY · BC capacity

start not retrieved → present
J.P. Morgan Clearing Corp.
New York, NY · BC capacity

Nov 27, 2009 → Jul 24, 2013
Vfinance Investments, Inc
Boca Raton, FL · BC capacity

Apr 17, 2003 → Sep 26, 2005
Ehrenkrantz King Nussbaum, Inc.
Melville, NY · BC capacity

Nov 27, 2001 → Apr 24, 2003
Ehrenkrantz King Nussbaum
New York, NY · BC capacity

Feb 26, 2001 → Dec 21, 2001
Weatherly Securities Corporation
New York, NY · BC capacity

Mar 14, 1997 → Dec 6, 2000
Coleman & Company Securities, Inc.
New York, NY · BC capacity

Dec 2, 1996 → Jan 28, 1997
Americorp Securities, Inc.
New York, NY · BC capacity

May 12, 1993 → Nov 11, 1996

Source & corrections

Where this page comes from

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